Abstract
Background To evaluate the impact of anterior lumbar interbody fusion (ALIF) vs posterior lumbar interbody fusion (PLIF) at the lumbosacral junction on mechanical complications and fusion rate at the caudal lumbar segments in adult spinal deformity (ASD) surgery.
Methods This retrospective cohort study included ASD patients with coronal or sagittal imbalance who underwent thoracolumbar to pelvic fusion with ALIF or PLIF technique at the lumbosacral junction and a minimum follow-up of 2 years. The primary focus was on mechanical complications, including material failure and sacral fracture, implant-related pain, pseudarthrosis, and reoperation. Patient-specific and perioperative characteristics were also analyzed at the 2-year follow-up. The primary focus was on mechanical complications, including material failure and sacral fracture, implant-related pain, pseudarthrosis, and reoperation. Patient-specific and perioperative characteristics were also analyzed.
Results A total of 56 patients were included, comprising 32 ALIF and 24 PLIF patients, with a mean age of 79.5 ± 6.6 years. The overall mechanical complication rate was 19.6%, including screw loosening (7.1%), rod breakage (5.4%), sacral fracture (3.6%), and screw breakage (1.8%). Pseudarthrosis and reoperation rates were 10.7% each. ALIF significantly reduced mechanical complications compared with PLIF (9.4% vs 37.5%, P = 0.011). The ALIF group also showed lower rates of pseudarthrosis, implant-related pain, and reoperation (P < 0.05). Regression analysis identified PLIF as an independent risk factor for mechanical complications (P = 0.006). Length of hospital stay, operative time, and pseudarthrosis rate were significantly associated with an increased rate of mechanical complications, but patient demographics had no significant impact.
Conclusion Approximately 1 in 5 patients experiences mechanical complications within 2 years of ASD correction surgery. ALIF at the lumbosacral junction significantly reduces mechanical complications and pseudarthrosis compared with PLIF, resulting in lower reoperation rates. These findings suggest that ALIF should be the preferred technique for lumbosacral fusion in long-segment ASD constructs, provided there is no spondylolisthesis or severe spinal stenosis with L5 nerve root compression requiring simultaneous direct posterior decompression and fusion. This is particularly important in patients at risk for mechanical complications and pseudarthrosis, including those undergoing revision procedures.
Level of Evidence 3 – Retrospective comparative study.
- Anterior Lumbar Interbody Fusion (ALIF)
- posterior lumbar interbody fusion (PLIF)
- adult spinal deformity
- mechanical complications
- pseudarthrosis
- Lumbosacral junction
- degenerative lumbar scoliosis
- Surgical Outcome
- Long-Segment Fusion
- Lumbar Spine Surgery
- Spinal Fusion
- Post-operative outcome
Introduction
Adult spinal deformity (ASD) is a complex and increasingly recognized condition in spinal surgery, particularly among the elderly population.1 The progressive loss of coronal and sagittal plane balance with asymmetric spinal loading results in chronic lumbar pain with or without neuropathic symptoms, functional limitations, and reduced quality of life. Surgical correction aims to decrease pain, decompress neural structures, restore spinal alignment, and achieve fusion, which is critical for improving long-term clinical outcomes and preventing failed back surgery syndrome in the long term.2–6 With rising life expectancy and aging populations worldwide, the demand for spinal fusion surgeries is expected to increase further, particularly among patients aged 75 or older.7 However, these patients are at a higher risk of age-related complications, with mechanical failures contributing to return-to-operation-room rates reported of up to 39%.8,9
ASD correction surgery typically involves dorsal pedicle screw-rod constructs combined with complex deformity correction techniques, such as facetectomy, Ponte osteotomy, Smith-Petersen osteotomy, pedicle subtraction osteotomy, or vertebral column resection.10,11 To create a biomechanically stable construct and reconstruct the sagittal and coronal profile, a 360° fusion with anterior column support is often necessary. The lumbosacral junction, however, remains particularly vulnerable to pseudarthrosis and mechanical complications due to its high biomechanical loads. While anterior lumbar interbody fusion (ALIF) and posterior lumbar interbody fusion (PLIF) are well-established techniques for achieving stabilization, most evidence pertains to short-segment fusion procedures.12–19 For long-segment constructs as required in ASD surgery, the biomechanical challenges and surgical objectives necessitate a more comprehensive evaluation of these approaches.
Therefore, this study aims to compare ALIF and PLIF approaches at the lumbosacral junction in ASD surgery, with a focus on mechanical complications, pseudarthrosis, and reoperation rates. We hypothesized that PLIF at L5/S1 could achieve comparable mechanical complication and fusion rates compared with ALIF, as demonstrated in short-segment procedures while reducing operative time and blood loss due to the single-stage approach.
Methods
Study Design and Population
We conducted a retrospective, single-center cohort study utilizing data from our prospectively collected institutional database after approval from our institutional review board (ethics approval number: 326/18). We reviewed the medical records of all consecutive patients who underwent ALIF or PLIF procedures for ASD over a 10-year timeframe. ASD was defined as primary degenerative sagittal or coronal imbalance, adult spinal scoliosis, or iatrogenic spinal deformity characterized by a coronal plane deviation >10° or sagittal plane imbalance >5 cm.
Inclusion criteria encompassed patients with ASD who underwent surgical correction involving ALIF or PLIF at the L5 to S1 segment, with dorsal instrumentation extending from the thoracolumbar junction to the pelvic with iliac screws, and a minimum follow-up period of 24 months. Exclusion criteria included isthmic spondylolisthesis at the lumbosacral junction, additional pedicle subtraction osteotomy or vertebral column resection procedures, fewer than 3 fusion levels, lack of involvement of the L5 to S1 segment, and loss of follow-up.
Data Collection
Patients’ demographics, baseline characteristics, and perioperative data were extracted from the electronic medical records. Collected variables included age, gender, body mass index (BMI), American Society of Anesthesiologists (ASA) classification, intraoperative blood loss, transfusion requirements (red blood cell units), operative time, length of intensive care unit (ICU) stay, total hospital stay, preoperative Cobb angle, and the upper instrumented vertebra. Standing radiographs and computed tomography scans were obtained preoperatively, postoperatively, and at the 2-year follow-up. Postoperative outcomes at the 2-year follow-up included the incidence and type of mechanical complications (eg, screw loosening, screw breakage, rod breakage, rod dislocation, and sacral fracture), implant-related pain, pseudarthrosis rate, and reoperation rate at the caudal level of the instrumentation.
Surgical Technique
All patients underwent dorsal instrumentation from at least the thoracolumbar junction to the pelvis using a pedicle-screw rod system and iliac screws. In the PLIF group, a single-stage procedure was performed, starting with the dorsal instrumentation followed by PLIF at the L5 to S1 segment (PEEK Cage, Medacta, Castel San Pietro, Switzerland). This involved a bilateral wide decompression and partial facetectomy or laminectomy for cage placement. The PLIF cages were filled with a mixture of autologous bone and homologous bone, which was obtained from a bone bank. In the ALIF group, the surgery was performed either in a single session or staged, depending on the surgeon’s preference, surgical duration, and patient condition. Dorsal instrumentation was followed by rotation to a supine position for ALIF cage placement at the L5 to S1 segment, with optional extension to L4 to L5 using a 4-web titanium cage (Ulrich Medical, Ulm, Germany) filled with nanoparticulate with hydroxylapatite paste (NanoStim, Medtronic Sofamor Danek, Memphis, TN, USA). The rationale for this approach was that the hydroxyapatite paste, due to its consistency, was better suited than bone for filling the porous, 3D-printed titanium structures, such as those of the 4-web cage. The ALIF procedure was performed via a minimally invasive retroperitoneal approach from the left side, with a Synframe retractor to access the disc space between the vascular bifurcation.
As a standard approach, patients underwent ALIF for anterior column support. In cases where patients suffered from high-grade foraminal stenosis of L5 radiculopathy, PLIF was performed. Furthermore, we chose PLIF in patients with a history of abdominal surgery—such as prior cesarean section or visceral procedures. At all other segments between L1 to L2 and L4 to L5, as indicated, transforaminal lumbar interbody fusion was used as the standard procedure.
Statistical Analysis
Data were analyzed using MedCalc version 18.2.1. Descriptive statistics included means and SDs. Tests of significance included independent t tests, χ 2 tests, logistic regression, and Receiver Operating Characteristic (ROC) curve analysis. Statistical significance was defined as P < 0.05. All available cases within the study period were included to maximize data availability. A formal sample size calculation was not performed.
Results
Patient Demographics and Baseline Characteristics
A total of 56 patients met the inclusion criteria, comprising 24 patients in the PLIF group and 32 in the ALIF group, with an average follow-up time of 62.2 ± 29.3 months at data acquisition. The mean age at surgery was 79.5 ± 6.6 years, with 87.5% of the cohort being women. The mean BMI was 27.5 ± 3.6, and the average preoperative Cobb angle was 29.4° ± 8.1°. ASA scores were distributed as 58.9% ASA 2 and 41.1% ASA 3. No statistically significant differences were observed between the groups regarding age, gender, BMI, ASA score, or preoperative Cobb angle (Table 1).
Patients’ Demographics and Baseline Characteristics.
Perioperative Data Measurement
The mean operative time was 421 ± 102 minutes, with no significant difference between the groups (Table 2). Blood loss averaged 3358 ± 1603 mL, with significantly higher blood loss in the PLIF group compared with the ALIF group (4191 ± 2073 mL vs 2734 ± 656 mL, P < 0.001). Transfusion requirements were also significantly higher in the PLIF group, with an average of 2.7 ± 1.5 red blood cell units (P = 0.03). The mean ICU stay was 1.6 ± 1.1 days, with the PLIF group requiring longer ICU stays (P = 0.004). The mean length of hospital stay was 13.6 ± 5.3 days, with shorter stays observed in the ALIF group compared with the PLIF group (P < 0.001). The 10th thoracic vertebra was the most common upper instrumented vertebra in 69.6% of cases, with no significant differences between groups.
Comparison of Perioperative Parameters between the 2 Groups.
Surgical Outcomes and Mechanical Complications
Mechanical complications were observed in 19.6% of patients, with a significantly higher incidence in the PLIF group compared with the ALIF group (P = 0.003; Table 3). Subgroup analysis showed 2 cases of mechanical complications in the ALIF group (3.1% each for rod breakage and sacral fracture; Figure 1). In the PLIF group, 9 patients experienced complications, including screw loosening in 4 cases (16.7%), rod breakage in 2 cases (8.3%), and 1 case each of screw breakage, rod dislocation, and sacral fracture (4.2% each; Figure 2).
Comparison of Postoperative Outcome and Mechanical Complications between the 2 Groups.
Radiographs of a 76-year-old woman with degenerative lumbar scoliosis. She underwent primary T10-pelvic fixation with posterior lumbar interbody fusion at L2–L3, L3–L4, and L4–L5 and ALIF at L5–S1 using a 4-web titanium cage in the same setting. (A) Preoperative radiograph. (B) Postoperative radiographs show a good reconstruction of the coronal alignment and spinopelvic parameters at a 2-year follow-up. (C) Computed tomography scan confirmed solid bridging fusion at the lumbosacral junction.
Radiographs of an 80-year-old woman with degenerative lumbar scoliosis. In the same setting, she underwent primary T10-pelvic fixation with posterior lumbar interbody fusion at L1–L2, L2–L3, L3–4, and L4–L5 and PLIF at L5–S1. (A) Preoperative radiograph. (B) Postoperative radiographs show sufficient reconstruction of the coronal alignment and spinopelvic parameters. (C) A follow-up radiograph performed to investigate sudden low back pain 19 mo after surgery revealed rod breakage. (D) The computed tomography scan showed L5/S1 pseudarthrosis, confirmed by intraoperative findings. The performed posterior laminectomy to address the initially severe spinal canal and neuroforaminal stenosis is clearly visible.
The ALIF group demonstrated significantly lower rates of implant-related pain, pseudarthrosis, and reoperation than the PLIF group (P = 0.017, P = 0.035, and P = 0.035, respectively; Figure 3). Logistic regression analysis identified PLIF as an independent predictor of mechanical complications, with a significant statistical association (P = 0.0064). Furthermore, logistic regression analysis revealed that the duration of hospital stay (OR 2.93, 95% CI 1.33–6.44; P = 0.008), the total operative time (OR 0.91, 95% CI 0.85–0.99; P = 0.026), and the pseudarthrosis rate (OR 1.97, 95% CI 1.13–2.62; P = 0.026) were significantly associated with an increased rate of mechanical complications (Table 4). ROC curve analysis showed that ALIF usage predicted a reduction in mechanical complications with an accuracy of 65%, sensitivity of 93.7%, and specificity of 37.5% (Figure 4). Other factors, including baseline patient characteristics and instrumentation length, were not significantly associated with the occurrence of caudal mechanical complications in regressive analysis.
Comparison of the Mechanical Complications Rate between the 2 Groups.
Logistic Regression Analysis of Factors associated with Mechanical Complications in relation to the Surgical Approach (ALIF vs PLIF).
ROC Curve of the Anterior Lumbar Interbody Fusion Technique for Mechanical Complications Rate.
Discussion
Pseudarthrosis following spinal fusion procedures often results in mechanical complications, lumbar pain due to segmental instability, and, ultimately, the need for revision surgeries. The lumbosacral junction, in particular, is prone to biomechanical complications due to the load transfer from the spine to the pelvis.20,21 With the development of modern cage designs, there has been an increasing trend toward addressing complex spinal pathologies using dorsal single-step approaches. However, our study suggests that ventral counter-stabilization with a large ALIF cage is biomechanically and clinically superior to purely dorsal procedures in long-segment constructs for ASD correction surgery.
Patients operated through an ALIF approach at the lumbosacral junction showed significantly less lumbosacral pseudarthrosis and mechanical complication rates, mainly screw loosening and rod fracture. Consequently, the patient group treated with ALIF required significantly fewer revision surgeries due to mechanical complications in the caudal segments of the long-segment spinal deformity construct. Similarly, Adogwa et al found increased rod fracture rates in patients who underwent transforaminal lumbar interbody fusion compared with ALIF at the caudal levels of a long-segment spinal deformity construct.22 However, the study group did not analyze pseudarthrosis and overall mechanical complications in detail.22 Compared with the pure dorsal techniques, the ALIF approach to the spine allows for a centered view of the disc space at L5/S1 and can extend to expose the vertebral bodies’ lateral aspects. This permits efficient and rapid endplate preparation, thorough release of contracted tissue and osteophytes, and complete discectomy. Thus, a cage with a larger footprint and greater angulation can be implanted, facilitating aggressive correction of lordosis and foraminal height restoration and allowing for a greater volume of bone graft placement.23 Therefore, the ALIF cage offers greater biomechanical support, providing greater primary construct stability. PLIF cages, on the other hand, seem less sufficient to withstand these forces in long-segment constructs.24 This biomechanical benefit seems particularly relevant in primary multilevel fusions, where high compressive and shear forces occur, especially at the lumbosacral junction.25
Furthermore, dorsal interbody fusion procedures create direct communication between the dorsal surgical site and the intervertebral disc space, which may permit contamination of the disc space in cases of deep or low-grade infections. These infections, more common in elderly patients due to comorbidities and impaired wound healing, can compromise the fusion process and contribute to higher pseudarthrosis rates.20 In contrast, a key advantage of ALIF cages is the avoidance of this direct connection, as the anterior approach isolates the intervertebral disc space from the posterior wound. This separation may protect the disc space from infection-related healing disturbances. This aspect becomes particularly relevant in long-segment constructs, where dorsal wound infections play a more significant clinical role compared with short-segment fusions.26
Conversely, PLIF remains advantageous in scenarios requiring simultaneous neural decompression and fusion, such as in cases of severe neuroforaminal stenosis or spondylolisthesis. When wide dorsal decompression with foraminotomy and removal of retrospondylophytes is indicated in the lumbosacral junction, opening the disc space with cage implantation is no longer a significant technical or time challenge. This also applies when reducing high-grade spondylolisthesis. Furthermore, the single-stage dorsal approach avoids the challenges of retroperitoneal access, which requires a highly experienced spine surgeon or interdisciplinary collaboration with vascular or visceral surgeons. While major vessel or peritoneal injuries are rare with a primary anterior approach when performed correctly, ALIF can be associated with lumbosacral plexus injury. This risk is particularly relevant for younger patients, as plexus injury has been linked to vulvar dryness in women and erectile dysfunction in men, both of which can significantly impact the quality of life.20 In contrast to our initial assumption, PLIF was not associated with a reduction in operative time. In fact, ALIF demonstrated significantly lower blood loss and transfusion requirements, likely due to the minimally invasive retroperitoneal approach, which avoids extensive dorsal decompression and minimizes manipulation of vascularized posterior structures.13 This reduced blood loss and shorter ICU stays highlight ALIF’s utility in reducing perioperative risks, particularly in patients with higher surgical risk profiles associated with blood loss.
These findings have direct implications for surgical decision-making. The lower rates of pseudarthrosis, implant-related pain, and reoperation in the ALIF group suggest that it may offer superior long-term outcomes, particularly in patients at higher risk for mechanical failure. While ALIF demonstrated significant advantages in reducing blood loss and mechanical complications, it is not universally applicable. PLIF provides a more versatile approach by combining dorsal decompression and fusion in a single stage. Conversely, ALIF is most beneficial when the primary goal is anterior column support to restore biomechanical stability and lumbar lordosis rather than direct decompression of neural structures at the lumbosacral junction.
Our study has some limitations. Despite analyzing prospectively collected data, the retrospective evaluation inherently limits its ability to establish causality between surgical techniques and outcomes. Prospective randomized controlled trials provide stronger evidence for the observed differences. This is particularly relevant since the decision to perform ALIF vs PLIF was influenced by patient-specific factors including L5/S1 foraminal stenosis or former abdominal surgeries. This potentially introduces a selection bias that may confound the results such as the total operative time. In addition, bone quality—which was not assessed preoperatively—may have influenced the fusion rates. On the other hand, a strength of our study is that the demographic patient data did not differ in a clinically relevant manner, reducing the likelihood of baseline disparities influencing the outcomes. Nonetheless, 1 notable difference between the 2 groups is the choice of the fusion material. In the ALIF group, hydroxyapatite paste was used, whereas the PLIF group received autologous bone grafts and homologous bone from a bone bank. The hydroxyapatite paste used in ALIF is a purely osteoconductive material, whereas autologous bone—used in PLIF—also possesses osteoinductive properties. Therefore, with regard to fusion potential, the bone graft material used in PLIF may offer a biological advantage. However, ALIF showed significantly better fusion rates than PLIF. Thus, our findings suggest that, based on previous findings, it is unlikely that the choice of graft material significantly influenced the fusion rates in our cohort. According to Benzel et al, 4 key factors are critical in determining fusion success: the surface area of bone graft-to-endplate contact, the surface area of implant-to-endplate contact, the stability and integrity of the construct, and adequate endplate preparation. These biomechanical and technical aspects are likely to have had a greater impact on the fusion outcomes observed in our study than the graft material itself or even the additional use of bone marrow aspirate.27,28
Furthermore, the single-center nature of this study may limit the generalizability of the findings, as surgical techniques, perioperative protocols, and patient populations can vary significantly across institutions and countries. Strict inclusion and exclusion criteria limited our sample size to 56 patients. Therefore, the study may lack sufficient power to detect subtle differences between the ALIF and PLIF groups, particularly with regard to less common complications. However, given the complexity and duration of the surgeries, the study provides an acceptable patient cohort, and the significant differences observed emphasize the clinical relevance of the findings. Nevertheless, multicenter studies are needed to validate and generalize these results. Although the inclusion criteria encompassed a minimum 2-year follow-up period, which is sufficient to assess early outcomes, longer-term follow-up is necessary to evaluate the durability of fusion and the risk of late mechanical complications. We are able to present an acceptable and clinically relevant average follow-up duration of 5 years. By this time, solid fusion at the lumbosacral junction is typically achieved, resulting in a lower incidence and clinical relevance of mechanical complications in this region. Although the SD of 29 months limits statistical verification, data analysis indicated that the majority of mechanical complications occurred within the first 2 years postoperatively. Only isolated cases developed mechanical complications at the lumbosacral junction beyond the 2-year follow-up period. In contrast, beyond the 5-year mark, the focus of concern shifts toward proximal junctional degeneration or proximal junctional kyphosis. These aspects should be addressed in future long-term follow-up studies. Additionally, the inclusion of patient-reported outcomes after complete construct healing and bony fusion would be highly desirable, as these metrics are critical for evaluating the overall success of spinal deformity correction surgeries. The analysis of these data for long-term follow-up is planned.
Conclusion
Approximately 1 in 5 patients experience mechanical complications within 2 years of ASD correction surgery. This study demonstrates that ALIF at the lumbosacral junction significantly reduces mechanical complications, pseudarthrosis, and reoperation rates compared with PLIF in ASD correction surgery. While PLIF remains an important technique in cases requiring simultaneous neural decompression and stabilization, its higher incidence of mechanical complications highlights its limitations in primary long-segment constructs. Surgical technique selection should, therefore, be guided by the surgical objectives, the patient-specific anatomy, and the underlying degenerative changes at the lumbosacral junction. Further multicenter prospective studies and biomechanical analyses are needed to confirm these findings and provide more robust evidence for surgical decision-making in ASD correction surgery. Nonetheless, these results suggest that ALIF should be the preferred technique for lumbosacral fusion in long-segment ASD constructs, provided there is no spondylolisthesis or severe spinal stenosis with L5 nerve root compression requiring simultaneous direct posterior decompression and fusion. This is particularly important in patients at risk for mechanical complications and pseudarthrosis, including those undergoing revision procedures.
Footnotes
Funding The authors received no financial support for the research, authorship, and/or publication of this article.
Declaration of Conflicting Interests The authors declare no disclosures or conflicts of interest.
Research Ethics Committee The underlying study has ethics approval as well as consent for participation and publication.
- This manuscript is generously published free of charge by ISASS, the International Society for the Advancement of Spine Surgery. Copyright © 2025 ISASS. To see more or order reprints or permissions, see http://ijssurgery.com.