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EditorialEditorial
Open Access

An attempt at clinically defining and assessing minimally invasive surgery compared with traditional “open” spinal surgery

Paul C. McAfee, Steven R. Garfin, W. Blake Rodgers, R. Todd Allen, Frank Phillips and Choll Kim
International Journal of Spine Surgery January 2011, 5 (4) 125-130; DOI: https://doi.org/10.1016/j.esas.2011.06.002
Paul C. McAfee
aDepartment of Spinal Reconstructive Surgery, St Joseph's Hospital, Baltimore, MD
bJohns Hopkins Hospital, Baltimore, MD
MD, MBA
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  • For correspondence: SpineFellows@gmail.com
Steven R. Garfin
cDepartment of Orthopaedic Surgery, University of California, San Diego, CA
MD
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W. Blake Rodgers
dSpine Midwest, Inc., Jefferson City, MO
MD
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R. Todd Allen
cDepartment of Orthopaedic Surgery, University of California, San Diego, CA
eVA Medical Center, San Diego, CA
MD
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Frank Phillips
fDepartment of Orthopaedic Surgery, Rush University Medical Center, Chicago, IL
MD
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Choll Kim
gSociety of Minimally Invasive Spine Surgery, Spine Institute of San Diego, Center for Minimally Invasive Spine Surgery, San Diego, CA
MD
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    Table 1

    Quantitative criteria to define MIS of spine: four major categories

    1. Local zone of injury—less extensive collateral damage or muscle injury because of the approach
     Less area or zone of injury as assessed by postoperative cross-sectional MRI
     Less selective type II fiber atrophy on postoperative muscle biopsy
     Lower physiologic cross-sectional area reflecting less muscle strength
     Lower incidence of postoperative intracompartmental pressure, decreased perfusion, and lower oxygen saturation of the paraspinal muscle compartment
     Less intramuscular edema
     Less postoperative muscle atrophy of the multifidus, interspinales, intertransversarii, longissimus, and iliocostalis documented on muscle biopsy or less denervation by EMG
     Postoperative muscle biopsy specimens showing a lower incidence of denervation, fibrosis, and fatty infiltration
     Lower incidence of local neurologic injury (free-running EMG, MEP, SSEP) and less denervation of paraspinal musculature
     Lower incidence of intercostal neuralgia, less decrease of sympathetic trunk function, and less development of reflex sympathetic dystrophies
     Lower incidence of epidural scar formation
     Reduced anterior abdominal dissection and less vascular retraction particularly with multilevel procedures
    2. Operative patient demographics that are directly dependent on the approach
     Less intraoperative estimated blood loss
     Shorter length of surgical time
     Shorter fluoroscopy time and less radiation exposure
     Lower amounts of wound drainage
     Lower incidence of postoperative seroma formation
     Fewer intraoperative complications or adverse events (dural tears, medical complications, and so on)
     Greater preservation of spinal stability by preservation of anterior and posterior longitudinal ligaments
     No or acceptable loss of sagittal or coronal balance
     Smaller zone of muscle injury or necrosis measured by creatine kinase and aldolase levels. Is there a decrease in levels of inflammatory cytokines (IL-6, IL-8, IL-10, IL-1) compared with previous techniques?
     Lower incidence of SSIs (Table 2)
    3. Patient and hospitalization demographics that are indirectly related to the approach
     Shorter length of hospital stay
     Shorter length of stay in intensive care unit
     Shorter length of stay in rehabilitation hospital or skilled nursing facility
     Shorter length of time in medically supervised physical therapy before transition to self-motivated physical fitness
     Timing of neurologic decompression, particularly with staged front and back procedures
     Outcome instruments (VAS, ODI, ZCQ, SF-36, ASIA score)
     Fewer intrahospital complications, including medical and comorbidities
     Lower incidence of reoperations
    4. Econometrics or global cost to society
     Faster return to work with less economic expenditures
     Improved QALYs with shorter estimated blood loss, LOS, and hospital time, without sacrificing patient outcome instruments (NDI, ODI, VAS, and so on)
     More favorable incremental cost-effectiveness ratios (ie, change in cost/change in effectiveness or cost per QALY)
     MIS is a procedure that requires more dependence on radiographic imaging and intraoperative navigation for intraoperative orientation for the surgeon
     Lower cost of spinal instrumentation and spinal implants
     Less costs for intraoperative surgical navigation
     Cost of radiographic imaging and intraoperative CT scanning
     Cost of optical magnification, endoscopes, and microscopes
     Cost of patient being lost to the workforce
     Lost opportunity costs
     Learning curve of MIS and time spent adopting new MIS techniques in instructional cadaveric courses
     Ability to expand indications to include additional surgical treatment groups, such as the elderly (higher BMI, more immunocompromised, more osteoporotic, more comorbidities)
    • Abbreviations: ASIA, American Spinal Injury Association; BMI, body mass index; CT, computed tomography; EMG, electromyography; IL, interleukin; LOS; length of stay; MEP, motor evoked potentials; MRI, magnetic resonance imaging; NDI, Neck Disability Index; ODI, Oswestry Disability Index; QALY, quality-adjusted life-year; SF-36, Short Form 36; SSEP, somatosensory evoked potentials; VAS, visual analog scale; ZCQ, Zurich Claudication Questionnaire.

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    Table 2

    Incidence of postoperative wound infections: “Open” compared with MIS procedures

    AuthorsNPredominant type of spine surgeryNo. of postoperative spine infectionsRatioIncidence of infection
    Open spine procedures
     Spangfort14 10,104Lumbar laminectomies290290/10,1042.9%
     Smith et al.15 94,115Posterior spinal fusions2,2802,280/94,1152.4%
     Daubs et al.16 46Spinal deformity posterior instrumentation22/464.3%
    MIS spine procedures
      Perez-Cruet et al.17 150 Microendoscopic discectomy (MED) 0 0/150 0%
      Schwender et al.18 49 MIS TLIF 0 0/49 0%
      Selznick et al.19 43 MIS TLIF 0 0/43 0%
      O'Toole et al.3 1,338 Mixed—78% simple decompressions, 20% instrumented arthrodesis 3 3/1,338 0.22%
    Matched series (open + MIS)
     Rodgers and Michitsch12 144Instrumented posterior lumbar fusions66/1444.2%
     Rodgers et al.13 313 XLIF 0 0/313 0%
     Rovner et al.20 251Open TLIF99/2513.6%
     Rovner et al.20 196 MIS TLIF 0 0/196 0%
     Isaacs et al.21 29XLIF with open posterior instrumentation33/2910%
     Isaacs et al. 21 78 XLIF and XLIF with MIS posterior instrumentation 0 0/78 0%
     Smith et al.15 94,115Deep infections, all open cases1,4141,414/94,1151.5%
     Smith et al.15 35 Deep infections, all MIS cases 14,301 35/14,301 0.2%
    • Abbreviations: TLIF, transforaminal lumbar interbody fusion; XLIF, extreme lateral interbody fusion.

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    Table 3

    Historical infection rates

    Infections
    AuthorExposureApproachProcedureIndicationNo. of levelsLevelsNSimple decompressionInstrumented decompressionInstrumented fusionTotal
    Rodgers et al. 23 MIS Lateral, posterior XLIF Stenosis with instability 1–4 L1-L5 600 — — 0.0% 0.0%
    Dakwar et al. 24 MIS Lateral, posterior XLIF Scoliosis 1–6 T10-S1 25 — — 0.0% 0.0%
    O'Toole et al. 3 MIS Mixed Mixed Mixed 1–4 C, T, L 1,338 0.0% 0.44% 0.74% 0.22%
    Dhall et al. 22 MIS Posterior TLIF DDD 1 L 21 — — 0.0% 0.0%
    Villavicencio et al. 25 MIS Posterior TLIF DDD 1–2 L 73 — — 1.3% 1.3%
    McAfee et al. 26 Endoscopic Anterior Decompression/fusion Mixed Mixed L 100 — — 0.0% 0.0%
    Brau et al. 27 MIS Anterior ALIF DDD 1 L 686 — — 0.4% 0.4%
    Dhall et al.22 OpenPosteriorTLIFDDD2L21——0.0%0.0%
    Rihn et al.28 OpenPosteriorTLIFDDD1L119——6.1%6.1%
    Fasciszewski et al.29 OpenAnteriorAnterior surgeryMixedMixedC, T, L1,223———1.6%
    Villavicencio et al.25 OpenPosteriorTLIFDDD1–2L51——1.6%1.6%
    Jutte et al.30 OpenPosteriorPLFDDD1–7L105—4.7%—4.7%
    Villavicencio et al.25 OpenAnteriorALIFDDD1–2L43——9.3%9.3%
    Epstein et al.31 OpenPosteriorPLFDDDMixedL128——10.9%10.9%
    • Abbreviations: ALIF, anterior lumbar interbody fusion; C, cervical; DDD, degenerative disc disease; L, lumbar; MIS, minimally invasive spine surgery; N, sample size; PLF, posterolateral fusion; T, thoracic; TLIF, transforaminal lumbar interbody fusion; XLIF, extreme lateral interbody fusion.

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International Journal of Spine Surgery
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1 Jan 2011
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An attempt at clinically defining and assessing minimally invasive surgery compared with traditional “open” spinal surgery
Paul C. McAfee, Steven R. Garfin, W. Blake Rodgers, R. Todd Allen, Frank Phillips, Choll Kim
International Journal of Spine Surgery Jan 2011, 5 (4) 125-130; DOI: 10.1016/j.esas.2011.06.002

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An attempt at clinically defining and assessing minimally invasive surgery compared with traditional “open” spinal surgery
Paul C. McAfee, Steven R. Garfin, W. Blake Rodgers, R. Todd Allen, Frank Phillips, Choll Kim
International Journal of Spine Surgery Jan 2011, 5 (4) 125-130; DOI: 10.1016/j.esas.2011.06.002
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