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Research ArticleLumbar Spine

Predictors of Complication Severity Following Adult Spinal Deformity Surgery: Smoking Rate, Diabetes, and Osteotomy Increase Risk of Severe Adverse Events

Cole A. Bortz, Katherine E. Pierce, Oscar Krol, Nicholas Kummer, Lara Passfall, Max Egers, Cheongeun Oh, Samantha R. Horn, Frank A. Segreto, Dennis Vasquez-Montes, Nicholas J. Frangella, John A. Buza, Tina Raman, Tomas Kuprys, Renaud Lafage, Pawel P. Jankowski, Hamid Hassanzadeh, Shaleen N. Vira, Bassel G. Diebo, Michael C. Gerling and Peter G. Passias
International Journal of Spine Surgery February 2023, 17 (1) 103-111; DOI: https://doi.org/10.14444/8393
Cole A. Bortz
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BA
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Katherine E. Pierce
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BS
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Oscar Krol
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BA
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Nicholas Kummer
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BS
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Lara Passfall
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BS
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Max Egers
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
BS
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Cheongeun Oh
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
PHD
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Samantha R. Horn
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BA
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Frank A. Segreto
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
BS
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Dennis Vasquez-Montes
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MS
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Nicholas J. Frangella
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
BS
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John A. Buza III
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD, MS
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Tina Raman
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD
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Tomas Kuprys
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD
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Renaud Lafage
3 Department of Orthopaedics, Hospital for Special Surgery, New York, NY, USA
MS
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Pawel P. Jankowski
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD
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Hamid Hassanzadeh
4 Department of Orthopaedic Surgery, University of Virginia, Charlottesville, VA, USA
MD
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Shaleen N. Vira
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD
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Bassel G. Diebo
5 Department of Orthopaedic Surgery, SUNY Downstate Medical Center, Brooklyn, NY, USA
MD
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Michael C. Gerling
2 Department of Orthopaedic Surgery, NYU Langone Orthopaedic Hospital, New York, NY, USA
MD
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Peter G. Passias
1 Division of Spinal Surgery/Departments of Orthopaedic and Neurosurgery, NYU Medical Center, NY Spine Institute, New York, NY, USA
MD
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  • For correspondence: peter.passias@nyulangone.org
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    Table 1

    Patient demographic characteristics between minor Clavien complications and severe Clavien complications.

    DemographicMinor ClavienSevere Clavien P Value for Minor vs SevereUnderwent Adult Spinal Deformity Surgery (N = 3936)
    Age, y, mean (SD)60.36 (15.67)58.82 (16.28)0.4358.7 (16.36)
    Female sex, %60.5065 <0.001 63
    Body mass index, mean (SD)28.65 (6.67)29.06 (6.91) 0.011 28.7 (6.61)
    • Note: Boldface indicates statistical significance at P < 0.05.

    • View popup
    Table 2

    Patient procedural characteristics between severe and minor Clavien grades.

    Patient Procedural CharacteristicsClavien GradeTotal P Value
    MinorSevere
    Anterior approach9.08%13.27%12.4% 0.036
    Posterior approach72.42%65.82%66.67%0.156
    Combined approach11.37%14.32%13.59% 0.09
    Anterior decompression3.33%5.62%3.91% <0.001
    Posterior decompression39.43%35.59%35.82%0.694
    Iliac fixation20.17%19.68%15.65% <0.001
    Osteotomy33.96%30.84%27.11% <0.001
    3-Column osteotomy10.05%7.29%6.68%0.051
    Interbody device placement28.00%33.74%31.22% <0.001
    Anterior fusion (0.49 [1.31])
     1 Level10.05%7.12%8.50% <0.001
     2–3 Levels4.78%6.24%7.10% 0.005
     4–7 Levels3.74%2.64%3.40% 0.001
     8+ levels0.69%0.35%0.60% 0.026
    Posterior fusion (3.87 [4.74])
     1 Level40.68%45.43%32.70% <0.001
     2–6 Levels12.68%14.59%15.50% 0.048
     7–12 Levels21.28%15.38%16.80% 0.001
     13+ Levels14.35%11.60%10.20% <0.001
    Anterior lumbar interbody fusion8.87%16.61%13.87% <0.001
    Posterior lumbar interbody fusion79.49%71.53%70.81%0.200
    Operative time, min, mean (SD)387.1 (148.6)346.6 (159.3)336.1 (153.9)0.169
    • Note: Boldface indicates statistically significant findings at P < 0.05 across complication levels.

    • View popup
    Table 3

    Clavien complications from the total patient population.

    Clavien Grades n % of Patient Population% of Clavien Complications
    Suffered at least 1 complication258165.57%100%
    Grade I00%0%
    Grade II130433.13%50.52%
    Grade III1393.50%5.39%
    Grade IV111128.20%43.04%
    Grade V270.70%1.05%
    • View popup
    Table 5

    Patient blood protein levels across Clavien grades.

    Outcome MeasureGrade IIGrade IIIGrade IVGrade VTotal P Value
    Total length of stay, d7.36 (4.84)10.68 (7.8)7.9 (8.01)9.07 (6.56) <0.001
    Preoperative
     Prothrombin time, sec12.03 (1.82)12.65 (1.59)12.41 (1.76)13.64 (1.84)12.06 (1.97) 0.021
     Serum albumin, g/dL3.93 (0.53)3.82 (0.53)4.02 (0.53)3.56 (0.68)4.00 (0.54) <0.001
     Alkaline phosphatase, IU/L87.15 (51.39)91.6 (50.2)81.73 (31.47)108.9 (35.8)84.25 (41.35) 0.009
     Total bilirubin, mg/dL0.59 (0.72)0.62 (0.58)0.52 (0.29)0.57 (0.27)0.55 (0.55)0.274
     Blood urea nitrogen, mg/dL16.46 (7.91)15.44 (7.93)16.25 (7.15)18.06 (10)16.10 (7.44) 0.046
     Serum creatinine, mg/dL0.87 (0.49)0.88 (0.46)0.89 (0.49)0.87 (0.38)0.88 (0.49)0.827
     Hematocrit, %38.27 (4.71)38.45 (4.55)39.82 (4.85)36.69 (6.97)29.31 (4.78) <0.001
     International normalized ratio1.03 (0.31)1.02 (0.11)1.02 (0.18)1.08 (0.12)1.02 (0.22)0.54
     Partial thromboplastin time, sec29.5 (5.3)30.13 (8.58)29.61 (5.35)30.17 (4.88)29.38 (5.24)0.082
     Platelet, ×103/μL248.2 (74.4)252.1 (12)251.2 (74.0)218.6 (78.6)250.1 (73.1)0.173
      Serum glutamic-oxaloacetic transaminase, IU/L3.75 (4.03)3.40 (3.42)1.00 (2.35)22.15 (2.92)0.065
     Serum sodium, mEq/L26.39 (22.3)26.14 (12.11)25.59 (18.35)32.13 (16.38)25.72 (18.3)0.444
     White blood cells, %138.7 (3.2)138.6 (3.2)139 (3)138.74 (4.12)138.8 (3.0)0.062
    Intraoperative red blood cells given, units7.08 (2.87)7 (2.38)7.18 (2.5)8.52 (4.5)7.18 (2.65) 0.036
    • Note: Boldface indicates statistical significance at P < 0.05 across complication levels.

    • View popup
    Table 4

    Patient comorbidity characteristics across Clavien grades.

    CharacteristicClavien Grade P Value
    MinorMajor
    Diabetes mellitus14.5%54.2% <0.001
    Smoking status14.1%16.8%0.526
    Cigarette pack-years   <0.001
    Alcohol consumption, >2 drinks/d2.4%4.5% 0.027
    Preoperative functional health status  0.967
     Independent93%94.1% 
     Partially dependent5.5%4.7% 
     Totally dependent1%0.8% 
     Ventilator-dependent0.3%0.2%0.625
    Chronic obstructive pulmonary disease4.6%4.7%0.645
    Ascites0.1%0.0%0.202
    Congestive heart failure0.4%0.3%0.546
    History of myocardial infarction 6 mo prior0%0%0.55
    Previous percutaneous coronary intervention5.1%9.0% 0.001
    Previous cardiac surgery4.8%6.0%0.341
    Hypertension54.7%49.8%0.41
    Revascularization/amputation for peripheral vascular disease0.5%0.3% <0.001
    Rest pain/gangrene0%0%0.55
    Acute renal failure0.1%0.2%0.063
    Preoperative dialysis0.5%3.0% <0.001
    Impaired sensorium1%1.5%0.131
    Hemiplegia0.5%3.0% <0.001
    Paraplegia5.3%9.0% 0.009
    Quadraplegia0.7%3.0% 0.002
    History of transient ischemic attack1.9%0% 0.003
    Cerebral vascular accident /stroke with neurological deficit1.7%1.5%0.971
    Tumor involving central nervous system1.4%4.5% <0.001
    Disseminated cancer2.6%3.0% 0.016
    Open wound/wound infection1.2%1.4% 0.016
    Steroid use for chronic infection5.1%5.7%0.057
    >10% Loss body weight in past 6 mo1%0.9%0.111
    Bleeding disorders2.3%5.1% <0.001
    Transfusion <72 h before surgery2%0.8% 0.002
    Chemotherapy ≤30 d before surgery1.0%3.0% 0.001
    Radiotherapy in past 90 d0.5%0%0.3
    Prior operation within 30 d8.7%13.6% 0.002
    American Society of Anesthesiologists classification  0.641
     1—No disturbance1.9%3.1% 
     2—Mild disturbance36.9%40.0% 
     3—Severe disturbance57.4%53.5% 
     4—Life-threatening disturbance3.7%3.3% 
    • Note: Boldface indicates statistical significance at P < 0.05 across complication levels.

    • View popup
    Table 6

    Predictors of Clavien complications with AUC amounts.

    VariableFinal AUC
    Clavien grade II complications0.749
     American Society of Anesthesiologists score
     Preoperative hematocrit level
     Operative room time
     Any lumbar fusion
     Posterior lumbar interbody fusion
    Clavien grade III complications0.702
     Dialysis
     Time from incision open to incision close
    Clavien grade IV complications0.928
     Anterior decompression
     Any lumbar fusion
     Preoperative sepsis
     Inpatient length of stay
    Clavien grade V complications0.744
     Increased preoperative white blood cell count
     Hemiplegia and paraplegia
     Preoperative >10% loss body weight in past 6 mo
    Severe Clavien complications0.756
     Female sex
     Diabetes mellitus
     Operative time
     Central nervous system tumor
     Osteotomy
     Cigarette pack-years
     Anterior fusion
     Anterior lumbar interbody fusion
    • Abbreviation: AUC, area under the curve.

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    [8393supp001.png]

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Predictors of Complication Severity Following Adult Spinal Deformity Surgery: Smoking Rate, Diabetes, and Osteotomy Increase Risk of Severe Adverse Events
Cole A. Bortz, Katherine E. Pierce, Oscar Krol, Nicholas Kummer, Lara Passfall, Max Egers, Cheongeun Oh, Samantha R. Horn, Frank A. Segreto, Dennis Vasquez-Montes, Nicholas J. Frangella, John A. Buza, Tina Raman, Tomas Kuprys, Renaud Lafage, Pawel P. Jankowski, Hamid Hassanzadeh, Shaleen N. Vira, Bassel G. Diebo, Michael C. Gerling, Peter G. Passias
International Journal of Spine Surgery Feb 2023, 17 (1) 103-111; DOI: 10.14444/8393

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Predictors of Complication Severity Following Adult Spinal Deformity Surgery: Smoking Rate, Diabetes, and Osteotomy Increase Risk of Severe Adverse Events
Cole A. Bortz, Katherine E. Pierce, Oscar Krol, Nicholas Kummer, Lara Passfall, Max Egers, Cheongeun Oh, Samantha R. Horn, Frank A. Segreto, Dennis Vasquez-Montes, Nicholas J. Frangella, John A. Buza, Tina Raman, Tomas Kuprys, Renaud Lafage, Pawel P. Jankowski, Hamid Hassanzadeh, Shaleen N. Vira, Bassel G. Diebo, Michael C. Gerling, Peter G. Passias
International Journal of Spine Surgery Feb 2023, 17 (1) 103-111; DOI: 10.14444/8393
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Keywords

  • adult spinal deformity
  • ASD
  • Clavien
  • NSQIP
  • predictor
  • complication
  • surgery

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