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Research ArticleArticle
Open Access

The “inside out” transforaminal technique to treat lumbar spinal pain in an awake and aware patient under local anesthesia: results and a review of the literature

Satishchandra Gore and Anthony Yeung
International Journal of Spine Surgery January 2014, 8 28; DOI: https://doi.org/10.14444/1028
Satishchandra Gore
1Prime Surgical Centre, Pune, India
MD
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Anthony Yeung
2Desert Institute for Spine Care, Phoenix, AZ, USA
MD
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    Fig. 2

    Changed trajectory to 20-30 degrees.

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    Fig. 3

    Shows structures in foramen which we come across when targeting the disc. Note facet forms roof of the lower foramen

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    Fig. 8

    A. The Richard Wolf YESS endoscope facilitates endoscopic documentation of pathoanatomy. The uniqueness of the YESS scope is the 2.8mm working channel with integrated distal irrigation ports that keep the lens clear of blood that may otherwise obscure Intradiscal and epidural visualization.

    B. In addition to custom instruments used by the senior author (ATY), Wolf has a full complement scopes and instrumentation designed for disc inspection, disc excision, foraminal decompression, and ablation. An additional complement of scopes with working channels and instruments offer operating ports of 2.2, 2.8, 3.1, and 4.2mm are used for discectomy, rhizotomy, foraminoplasty and for the trans foraminal and translaminar approach to the lumbar spine.

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    Fig. 10

    Extraforaminal herniation.

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    Fig. 11

    Paracentral herniation.

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    Fig. 12

    Central herniation.

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    Fig. 13

    Paracentral and foraminal left annular tear, which was treated successfully.

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    Fig. 14
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    Fig. 15

    Karl Storz Gore System of instruments for lumbar spine endoscopy and surgery. This set includes bipolar cautery probe, kerrison style roungeurs, angled articulated instruments, and trephines. In addition it has a drill, burr, and shaver set. The set has a 3.625 mm working channel, and instruments are specially configured for shorter Asian morphometry. It has a hook, which helps with probing, nerve mobilization and manipulation of annular tears. The basic set has 9 instruments needed for simplicity, but adequate for routine surgery.

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    Fig. 16

    Endoscopic instruments shown Illustrations show a 1 hook, 2 articulated graspers for targeting migrated fragments and 3 a back biter amongst others.

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    Fig. 17

    Annular tears.

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    Fig. 18

    Radiofrequency Thermal Modulation of a Grade IV annular tear in a tall disc.

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    Fig. 20

    A: This saggital MRI demonstrates two dark discs on T2 imaging, but does not show significant disc protrusion or the presence of an HIZ. It could be interpreted as “normal.” Positive evocative discography identified a painful grade IV annular tear. B: The annular tear is identified endoscopically and successfully treated with foraminal discectomy and thermal annuloplasty.

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    Fig. 23

    A. Cannula placement for foraminalplasty. B. Kerrison foraminoplasty. C. Diamond burr decompressing ventral aspect of the SAP. D. Relationship of the exiting nerve with the SAP. E. Bony specimen and foraminal disc fragment removed following foraminoplasty. F. The ligamentum flavum seen well.

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    Fig. 24

Tables

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    Table 1

    Studies from 1986 to 1995.

    Study
    Authors
    InclusionExclusionType in most not known unless mentionedIntradiscalFollow-up
    All followed up except where mentioned
    OutcomeYear and Reference
    Schreiber suezawa leuRadiculopathy1N = 174 m 68 f106 age 39years [16-81] multiple level n = 25+modified hijikata biportal28mth ,Gpe s/s score
    85 e + g
    Complications 10 %
    Reoperation Rate 21%
    1986; 1988; 199136, 37, 38, 39
    SavitzRadiculopathy, tension signs, neuro deficit1,4 obeseN = 300 m 132 f 168 16-81 years
    multilevel n = 40
    L2-S1
    + Kambin technique6 monthsReturn to work at 6 months 67%
    Complications 5.3 %
    Reoperation Rate 1.3%
    40,41 1994, 1999
    Mayer and brockRadiculopathy, tension signs, neuro deficit1,3,4,5,8,9N = 30 m11 f 19
    multi level n = 1
    L2-L5
    +peld6-18 monthsGpe s/s scope 67
    e + g 33 moderate or poor [inclu reop]
    90% returned to work at 6 months in 7.1+ - 4.2 wks
    Complications 3.3%
    Reoperation Rate 3.3%
    199342
    DitsworthRadiculopathy, tension signs, instability Flexible endoscope5,8N = 110 m 40 f 70
    55 years[20-65]
    all ldh
    single level
    + and
    ic too
    24-48 monthsGpe 91 exe +g
    4.5 poor
    rec 0
    Complications 0.9%
    Reoperation Rate 4.5 %
    43 1998
    HagRadiculopathy neurodeficit Sofamor danek system2N = 101
    all ldh
    single level L2S1
    3 exclu as procedures had intraop problem
    +28 months[15-26]
    9 did not respond
    ps: good 66 satisfied 9 poor 25
    Complications 7.6
    Reoperation Rate 17
    199944
    HochschullerRadiculopathy AMD kambin method1,4,7N = 18 m5 f 13
    31 years[18-55]
    L3-S1
    +9 months [4-13]Reop 11%199145
    KambinRadiculopathy tension signs, deficit AMD Kambin technique biportal n = 593,4,6N = 175 m76 f 99
    all ldh
    Single level
    L2-S1
    +pure48 months [24-78]
    3.4 did not respond
    GPE [mod presby st.luke score]
    77 exc 11 good
    12 failed
    return to work 3 weeks 95%
    Complications 5.3
    Reoperation Rate 7.7
    199246
    • key: sequestrations[1], calcified or narrow disc[2], cauda equina syndrome[3], previous same level surgery[4], instability[5], large extra ligamentous disc[6], high iliac crest[7], stenosis[8], listhesis[9].

    • View popup
    Table 2

    Studies from 1995 to 2005.

    Study and authorIndicationExclusionTotal, sex distribution, age , type where known, levelsIntra and extradiscalFollowup
    % nonresponsive
    Results on GPE or Mcnab, excellent, poor, recurrence, complications, reoperative
    NK is “not known”
    Year and reference
    Yeung and TsouPrior disc surgery n = 31 radiculopthy neuro deficit1,8All herniations n = 307 m 102 f 205 age 18-72
    Singles
    l2 to s1
    + yess RWMean 19 months 8.8% non respondersMacnab 84 poor 9.3% rec 0.7%
    complic1ations 3.9
    Reoperation Rate 4.6
    200247
    WojcikRadiculopathy1, dddN = 43 m25 f 18intra hijikata method18 months
    16.3% nonresponders
    GPE 64 good 36 satisfied 0 poor
    Complications NK
    Reop NK
    200448
    Tsou and YeungRadiculopathy neurodeficit1,4N219 m83 f 136
    age 42[17-71] Central ldh
    single level
    L3S1
    +
    yess
    rw
    20 months [12-108] 11.9 non respGpe 91 e + g poor 5.2 rec2.7
    Complications 2.7
    Reoperation Rate 4.6
    20023
    LewRadiculopathy tension signs neuro deficit4N = 47 m 12 f 35
    51 years[30-70]
    foraminal exforaminal
    L1-L5
    + ped
    Surgical dynamics system18 months [4-51]GPE 85 e and g 11 poor return to work 89% Complications 0
    Reoperation Rate 11
    200149
    Hoogland??N = 246 nk nkExtra Thessys system24 monthsGpe 86% exc + g
    7.7 poor
    Complications 1.2
    rec 3.5 [1 year]
    200350
    EustacchioRadiculopathy, tension signs neuro deficit3N = 122 m36 f 86
    55 years [18-89]
    all ldh
    multilevel n = 4
    L2-S1
    10 exclu as stopped procedures but here we reviewed
    intra35 months[15-35]Gpe 45 exe 27 good
    27 poor
    Prolo 71.9% exe + good retrun to work 94
    rec 12
    Complications 9
    Reoperation Rate 27
    200251
    ChiuVirgin and prior disc surgery pain in back, radiculopathy, neuro deficit3N = 2000 m 990 f 1010 44 years [24-92] single multiple level type nk stenosis and ddd includedIntra and KARL STORZ eq TF MEAD42 months [6-72-GPE 94 exc +g 3 poor Complications 1
    Reoperation Rate nk
    200452
    AhnPrior disc surgery, tension signs, neuro deficit, radiculopathy2,5,9N = 43m11 f 32 46years[22-72 all rec after 6 months of microdiscectomy L3S1Intra and Peld24-39 monthsVAS 8.7 to 2.6 diff 70 % GPE 28 exc 63 good
    4.7 poor
    Complications 4.6
    Reoperation Rate 2.3
    200453
    SuessRadiculopathy deficit3,8N = 25 m 11 f 14 48 years [26-72] foraminal +exF single level L2-L5PTFES sequestrectomy6 weeksPain leg vas 6.7 to 0.8 diff 88%
    pain back 5.1 to 1.3 diff 75%
    Complications 4
    Reoperation Rate 8%
    200554
    Schubert and hooglandRadiculopathy, tension signs, deficit, sequestration4N = 558 m 179 f 379 44 years [18-65 all ldh single level L2S1Intra and Thessys system12 months
    8.7 non resp
    Pain leg 8.4 to 1 diff 88% pain back 8.6 to 1.4 diff 84%
    GPE 51 exc 43 good
    0.3 poor
    rec 3.6
    Complications 0.7
    rec 3.6
    200555
    RuettenRadiculopathy deficit1,4,8N = 517m 277 f 240 38 years[16-78] all ldh multiple level n =46 L1-L5Intra and RW elted extreme lateral transf n = 27 bilateral12 months
    10 non resp
    Pain leg 7.1 to 0.8 diff 89%
    pain back 1.8 to 1.6 diff 13 %
    ODI 78 to 20 diff 74% rec 6.9
    Complications 0
    Reoperation Rate 6.9
    200556
    RamsbacherRadiculopathy deficit1,7,8N = 39 m21 f 18 mean age 50 years all ldh single level L3S1Intra and Sofamor danek TES transf endo sequestrectomy6 weeksPain leg 6.7 to 0.8 diff 88%
    pain back5.1 to 1.3 diff 74%
    ps 77% very satisfied +satisfied
    Complications 5.1
    Reoperation Rate 10%
    200057
    KnightPrior surgery n = 75
    back and leg pain radiculopathy
    Includes DDD and lateral stenosis
    3N = 250 48 years [21-86] all ldh single multiple level L2S1Intra and ELF KESS RW30 months [24-48] 3.2 non respPain vas more than 50% improved 56%
    ODI 60% improved
    Complications 0.8 %
    Reoperation Rate 5.2 %
    1999 and 200115, 18
    Schenkenbach and HooglandRadiculopathy, tension signs, deficit?N = 130 m43 f 87 39 years all ldh single level L2S1Intra and Thessys system etd12 months
    5.1 non resp
    pain leg diff 5.9 pain back diff 5.4 GPE 56exc 27 good 6 poor
    return to work 6 weeks 70%
    Complications 1.5
    Reoperation Rate 4.6 %
    1998-99.28, 58
    MorgensternRadiculopathy deficit * study to compare normal vs intense PT postop revalidation1N = 144 m 48 f 96 all ldh multilevel n = 60 L1S1Intra and Yess ess endoscopic spine surgery24 months [3-48]GPE m 83 exc +good
    3% poor
    Complications 9%
    Reoperation Rate 5.6%
    2005 59
    • View popup
    Table 3

    Studies 2005-current.

    AuthorInclusionExclusionNumber, gender distribution, age, levels and typeMiscFollowup and did not respond in %ResultsYear & reference
    TzaanPain in leg and back1,2,3,5,8N = 134 m 56 f 78
    22-71 years
    All ldh
    multiple level n =20 l2s1
    intra + peld38 months [3-36]
    0% nonresponders
    Gpe .m.28 excellent 61 good 3.7 poor
    rec 0.7
    Complications 6
    Reoperation Rate 4.5
    200760
    ShimRadiculopathy?N = 71 m 39 f 32 45years[21-74]
    n = 14
    L5-S1
    Interlaminar
    single level
    T12-S1
    Intra only6 months [3-9] 0 non respGpe.m 33 exce 45 good
    6.5 poor
    Complications 2.8
    Reoperation Rate 7%
    200761
    JangRadiculopathy4,5,8,9N = 35 m 20 f 15
    61 years [22-84] foraminal extraforaminal
    single level
    L2-S1
    Intra + TPED system nk18 months [10-35]
    0 nonresp
    Pain vas 8.6 to 3.2 diff 63% Gpd 86 exe and g 8.6 poor
    rec 0%
    Complications 17
    Reoperation Rate 8.6
    200662
    IprenburgNk8N = 149 m 62 f 87
    43 years[17-82]
    all ldh
    single level
    L3-S1
    Intra + Thessys systemFU NK
    29% nonresp
    vas nk od nk
    rec 6
    Complications or Reoperation Rate nk
    200763
    ChoiRadiculopathy tension signs neuro deficit2,4,5,8N = 41 m 23 f 18 59years[32-74] extraforaminal
    single level
    L4-S1
    +ETF
    yess34 months [20-58]
    4.9 non resp
    pain vas 8.6 to 1.9 diff 78% return to work 4-24 weeks mean 6
    ODI 66.3 to 11.5 diff 83%
    ps 92
    rec 5.1
    Complications 5.1 Reoperation Rate 7.7
    200764
    KafadarRadiculopathy, tension signs, deficit2,4,5,8N = 42 m 2 f 40
    18-74 years
    all ldh
    single level
    L45
    8 excluded as procedure stopped but inclu here
    KARL STORZ PETD15 months [6-24]
    0 non resp
    GPE ss 14 exc 36 good
    36 poor
    rec 0
    Complications 45
    Reoperation Rate 17
    200665
    HooglandRecurrence only; radiculopathy, tension signs, deficit
    Patients only with recurrences after micro or endo disc surgery
    NkN = 262 m 76 f 186
    46 years [18-80]
    all ldh
    single level
    L2S1
    Intra + Thessys system24 months
    9% non resp
    Pain leg 8.5 to 2.6 diff 69% pain back 8.6 to 2.9 diff 66% GPE exc 51 good 35
    poor 5
    rec 6.3
    Complications 1.1
    Reoperation Rate 7
    200866
    SasaniRadiculopathy, tension signs, neurodeficit4N = 66 m 36 f 30
    52 years [35-73] foraminal exf
    single level
    L2-L5
    KARL STORZ PED12 months
    0 non resp
    pain vas 8.2 to 1.2 diff 85% ODI 78 to 8 diff 90%
    Complications 6.1
    Reoperation Rate 7.6
    200767
    LeeRadiculopathy, deficit, sequester4,5,8N = 116 m43 f 73
    36 years [18-65]
    single level
    L2 S1
    Intra + Yess PELD14.5 months [9-20]
    o non resp
    Pain leg 7.5 to 2.6 diff 65% GPE m 45 exc 47 good
    6 poor
    return 2 work av 14 days [1-48 days]
    rec 0
    Complications 0
    Reoperation Rate 0
    200768
    • View popup
    Table 4

    Latest study results (randomized controlled trials).

    Authors/year/hernation typeprocedureoperating time (min)
    /blood loss
    (ml)
    clinical outcome criteriaReoperationscomplications
    Ruetten et al,
    2008 lumbar recurrent
    TFE, IL FE
    sequestrectomy
    24 (14 - 43)/
    0
    VAS back: 14 to 15
    VAS leg: 79 to 8
    ODI: 80 to 20
    NASS pain: 4.3 to 2.1
    NASS neurology: 2.5 to 2.1
    RTW 28 days
    5 overall (11.1%)
    3 for recurrent herniation
    2 for persistent leg pain
    dural tears: 1
    transient postopdysesthesia: 2
    serious complications: 6%
    ** overall 9 poor outcomes no subgroupingmicrosurgical sequestrectomy (paramedian approach)58 (39-91)/
    41 (10-205)
    VAS back: 15 to 14
    VAS leg: 85 to 10
    ODI: 84 to 21
    NASS pain: 4.5 to 2.1
    NASS neurology: 2.3 to 2.3
    RTW 52 days
    Ruetten et al, 2008 lumbar
    (median, lateral, extraforaminal)
    endoscopic interlaminar or transforaminal sequestrectomy22
    (13-46)/
    0
    VAS back: 19 to 11
    VAS leg: 75 to 8
    ODI: 75 to 20
    NASS pain: 4.6 to 2.1
    NASS neurology: 3.1 to 2.1 RTW 25 days
    9 overall (9.9%)
    6 for recurrent herniation
    2 for repeated recurrence
    1 fusion for progressive
    LBP
    transient postoperative dysesthesia: 3
    serious complications: 0
    ** 13 over all poor outcomes no subgroupingsmicrosurgical sequestrectomy (paramedian or lateral)43
    (34-72)/
    45 (5-235)
    VAS back: 15 to 18
    VAS leg: 71 to 9
    ODI: 73 to 24
    NASS pain: 4.2 to 2.3
    NASS neurology: 2.9 to 1.9
    RTW 49 days
    10 overall (11.5%)
    5 for recurrent herniation
    5 fusions for progressive LBP
    transient postoperative dysesthesia: 5 postoperative bleeding: 2 delayed wound-healing: 2 soft tissue infection: 1
    transient urinary retention: 3 serious complications: 0
    • View popup
    Table 5

    Present day state of endoscopy for transforaminal lumbar access and surgery.

    Hermantin70randomized controlled trial60 ptsAge 40 av>3 months painLBP radicular pain, iamage conf L2S1 disc, cons tt ineffectiveBackpain, improvement,
    return to work RTW,
    patient satisfaction,
    complications,
    reop
    Krappel85 randomized controlled trial40 pts40>1 monthMri conf disc herniation,pain, deficit, failed cons ttMcnab, RTW, complications, reop, cost
    Mayer42 randomized controlled trial40416.9Failed cons tt, small non contained discBack leg pain, disability,symptom score,RTW,op time,reop
    Kim86 Retro9024111Pain,failed constt, single levelMcnab, op time, blood loss, complications, reop, radiology
    Lee72 Retro6039>3Ct mr conf disc, leg pain >back unilateral,failed cons ttMacnab, op time, length of hospitalization,radiological
    Lee75 Retro5445Previous open surgery,recurrent radicular pain,MRI conf disc,failed cons ttBack leg pain,ODI,op time,length of hospitalization,complications,reop
    Ruetten74 randomized controlled trial200433Radicular pain,deficit,failed cons ttBack leg pain,ODI,satisfaction,op time, blood loss, compli,reop,NASS score
    Ruetten73 randomized controlled trial100392Recurred disc,MRI conf,leg pain, deficit,failed cons ttBack leg pain, ODI, satisfaction, op time, blood loss, compli, reop, NASS score
    • Data source: Minimally invasive surgery for lumbar disc herniation: a systematic review and meta-analysis, Kamper et al. Eur Spine J (2014) 23:1021–1043. The data has been used to read and collate the references and make meaningful groups based on timeline. These studies are the only studies which have been recently considered to appreciate the state of endoscopy at present.

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The “inside out” transforaminal technique to treat lumbar spinal pain in an awake and aware patient under local anesthesia: results and a review of the literature
Satishchandra Gore, Anthony Yeung
International Journal of Spine Surgery Jan 2014, 8 28; DOI: 10.14444/1028

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The “inside out” transforaminal technique to treat lumbar spinal pain in an awake and aware patient under local anesthesia: results and a review of the literature
Satishchandra Gore, Anthony Yeung
International Journal of Spine Surgery Jan 2014, 8 28; DOI: 10.14444/1028
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  • Article
    • Abstract
    • Introduction to transforaminal endoscopy: the “inside out” technique
    • Method
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Keywords

  • transforaminal endoscopy
  • inside out technique
  • sciatica
  • YESS
  • Gore system

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