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Research ArticleArticles

Surgical Treatment Strategies for High-Grade Spondylolisthesis: A Systematic Review

Peter G. Passias, Caroline E. Poorman, Sun Yang, Anthony J. Boniello, Cyrus M. Jalai, Nancy Worley and Virginie Lafage
International Journal of Spine Surgery January 2015, 9 50; DOI: https://doi.org/10.14444/2050
Peter G. Passias
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
MD
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Caroline E. Poorman
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
BA
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Sun Yang
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
BA
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Anthony J. Boniello
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
BS
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Cyrus M. Jalai
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
BA
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Nancy Worley
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
MS
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Virginie Lafage
Division of Spinal Surgery, Department of Orthopaedic Surgery, NYU Medical Center Hospital for Joint Diseases, NYU School of Medicine, New York City, New York, USA
PhD
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  • Fig. 1
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    Fig. 1

    Measurement of slip angle. Meyerding scale divides the lower vertebral body into quarters and a grade of I to IV assigned respectively. Taillard grading calculates the percentage of the slip from the lower vertebra.

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    Fig. 2

    Left: Illustration of the spinopelvic parameters; Right: CT image of patient with HGS illustrating radiographic parameters (lumbar lordosis, pelvic tilt, sacral slope and pelvic incidence.

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    Fig. 3

    Literature review flowchart.

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    Table 1

    Inclusion and Exclusion Criteria

    Study ComponentInclusionExclusion
    SubjectsPatients with high-grade isthmic spondylolisthesis• N < 10 patients
    • Spondylolisthesis caused by underlying disorder
    • Low-grade, degenerative or dysplatic spondylolisthesis
    • Infection
    • Tumor
    Study Design• Randomized and non-randomized controlled trials
    • Retrospective Reviews
    • Radiographic studies evaluating subject outcome
    • Cadaver studies
    • Case reports
    • Meeting abstracts/ lectures
    • Biomechanical analyses
    • Studies evaluating classification systems
    • Studies not written in English
    • <2-yr follow-up (for clinical studies)
    • Studies before 2002
    InterventionMay or may not undergo operative treatment
    Radiographical measures• Percent slip
    • Pelvic incidence
    • Sacral slope
    • Lordosis/kyphosis
    • Level of spondylolisthesis
    NA
    Clinical factors• Complications
    • Comorbidities
    • Neurological status
    NA
    Surgical factors• Levels of fusion
    • Instrumentation
    • Decompression
    • Approach
    NA
    Outcomes• Reduction of slip angle
    • Radiological outcome
    • Functional scores
    • Complications
    NA
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    Table 2

    Levels of Evidence for Primary Research Question.

    Types of Studies
    Therapeutic Studies Investigating the Results of TreatmentPrognostic Studies Investigating the Outcome of DiseaseDiagnostic Studies Investigating a Diagnostic TestEconomic and Decision Analyses Developing an Economic or Decision Model
    Level I1. Randomized controlled trial
    a. Significant difference
    b. No significant difference but narrow confidence intervals
    2. Systematic review2 of Level-I randomized controlled trials (studies were homogeneous)
    1. Prospective study1
    2. Systematic review2 of Level-I studies
    1. Testing of previously developed diagnostic criteria in series of consecutive patients (with universally applied reference “gold” standard)
    2. Systematic review2 of Level-I studies
    1. Clinically sensible costs and alternatives; values obtained from many studies; multiway sensitivity analyses
    2. Systematic review2 of Level-I studies
    Level II1. Prospective cohort study3
    2. Poor-quality randomized controlled trial (e.g., <80% follow-up)
    3. Systematic review2
    a. Level-II studies
    b. nonhomogeneous Level-I studies
    1. Retrospective study4
    2. Study of untreated controls from a previous randomized controlled trial
    3. Systematic review of Level-II studies
    1. Development of diagnostic criteria on basis of consective patients (with universally applied reference “gold” standard)
    2. Systematic review2 of Level-II studies
    1. Clinically sensible costs and alternatives; values obtained from many studies; multiway sensitivity analyses
    2. Systematic review2 of Level-II studies
    Level III1. Case-control study5
    2. Retrospective cohort study4
    3. Systematic review2 of Level-III studies
    1. Study of non-consecutive patients (no consistently applied reference “gold” standard)
    2. Systematic review2 of Level-III studies
    1. Limited alternatives and costs; poor estimates
    2. Systematic review2 of Level-III studies
    Level IVCase series (no, or historical, control group)Case series1. Case-control study
    2. Poor reference standard
    No sensitivity analyses
    Level VExpert opinionExpert opinionExpert opinionExpert opinion
    1. All patients were enrolled at the same point in their disease course (inception cohort) with ≥80% follow-up of enrolled patients.
    2. A study of results from two or more previous studies.
    3. Patients were compared with a control group of patients treated at the same time and institution.
    4. The study was initiated after treatment was performed.
    5. Patients with a particular outcome (“cases” with, for example, a failed total arthroplasty) were compared with those who did not have the outcome (“controls” with, for example, a total hip arthroplasty that did not fail).
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    Table 3

    Characteristics of included studies.

    AUTHORLevel of evidence (CP judgement on JBJS)Mean FU (years)Study Design/TypeN Cases/Grade (G) if availablePatient Factors (previous surgery, age, sex)Type/Level of Spondylolisthesis
    2002_HansonLevel IV - therapeutic, non-comparative retrospective, case series4.6 yrs (2-7)Retrospective clinicalN = 17 (n = 15 G4; n = 2 G3)10 primary and 7 revision, pediatric and adult (9-56, 20.3 mean), 15F 2MIsthmic, L5-S1
    2002_CuryloLevel III - prognostic, retrospective study with no control groupn/aRetrospective radiographicn = 45Avg age 22 (11-55), 37F 16MSpondyloptosis, bony dysplasia
    2002_ HansonLevel II - prognostic, retrospective, with controln/aRetrospective radiographicN = 80 (20 HG, 20 LG, 20 adult control, 20 pediatric control)Mean age: HG (17.7, 10-50), LG (26.6, 15-51), adult (60), ped (11.8)Isthmic
    2002_MolinariLevel III - therapeutic retrospective comparative study3.1 yrs (2-10)Retrospective clinicalN = 31 (Higher Grade tended to get reduction and internal stabilization)31 primary, 6 revision, adolescent (13.5, 9-20)Isthmic and dysplastic
    2003_HuangLevel II - prognostic, retrospective study, with controln/a (preop x-rays only)Retrospective radiographicN= 36 (n = 22 HG, n = 14 LG)Adolescents and adult: Avg 21.3 yrs (12-53), 24 women, 12 men, HG age 25.3, LG age 15.4Isthmic only, L5-S1 only
    2005_DeWaldLevel III - prognostic, retrospective, with no control6.6 yrs (1-14)Retrospective review and literature reviewN = 215 revisions, Avg age 35 yrs (21-68), 13F 8MDevelopmental (dysplatic) and acquired (isthmic), L5-S1 and L5-L6
    2005_ShufflebargerLevel IV - therapeutic, case series3.3 yrs (2-5)Prospective clinical, single arm cohortN = 18Avg age 14 yrs (10-16), 11 women, 7 menIsthmic dysplastic
    2005_VialleLevel IV - prognostic case seriesn/aRadiographic analysis and clinical reviewN = 100Avg age 13.8 yrs (8-17), 67 women, 33 menIsthmic (with dysplastic posterior elements)
    2006_HeleniusLevel III - therapeutic, retrospective comparative study17.2 yrs (11-26)Retrospective comparativen = 21 posterolateral
    n = 23 anterior
    n = 26 circumferential
    Avg age 14.4 yrs, 25 women, 45 menHigh-grade isthmic
    2006_PoussaLevel III - therapeutic, retrospective comparative study14.8yrs (11.6-18.7)Retrospective follow-up, comparative, nonrandomizedN = 22, n = 11 reductionAvg age 14.7 yrs (11-18) 16F 6M (split evenly between groups)Isthmic >60%, 3 exaggerated lumbar lordosis, 1 scoliosis
    n = 11 in situIsthmic >50%, Scoliosis n = 3 due to slip, Gait problems n = 3
    2006_VialleLevel IV - therapeutic, case series18 yrsRetrospective case series; clinical and radiographic outcomesN = 40, all HG13.5 yrs (6-18), 25F 15Mall L5-S1, isthmic and/or dysplastic
    2007_HreskoLevel II - prognostic, retrospective studyn/aRetrospective review, radiographic database of HGIS comparison to controlsN = 133 HG, asymptomatic controls matched by PI17 yrs (inclusion 10-40yrs), 70%FDevelopmental spondylolisthesis, L5-S1
    2007_VialleLevel II - prognostic, retrospective studyn/aRetrospective radiographic review w/ healthy control groupTotal N = 244 patients, N = 300 control; HG n = 174: G3= 98, G4= 59, G5= 17N = 244: 13.9 yrs (6-25), 158F 86MDevelopmental spondylolisthesis
    2008_Rodriguez-OlaverriLevel III - therapeutic, retrospective comparative study35 months (24-48)Retrospective review of two treatments - radiographs and clinicaln = 20 TLIF, n = 2 Transsacral30yrs (19-48)Mean grade 3.6 Meyerding (3-5)
    2008_SassoLevel IV - prognostic, retrospective case series39 months (30-71)Retrospective clinical studyn = 2529.8yrsHigh-grade isthmic spondylolisthesis
    2009_HreskoLevel IV - prognostic, retrospective case series2-yr min, mean 7.5±5.4Retrospective reviewn = 2613.1 +/-3.3 yrs. 20F 6MHigh-grade spondylolisthesis
    2010_SansurLevel II - prognostic retrospective studyNARetrospective large-scale databasen = 10,242Age >65 has higher comp rate, but not after adjusting for grade/typeDegenerative and isthmic spondylolisthesis
    2011_JalankoLevel III - therapeutic, retrospective comparative studyHG 18 yrs (12-25)Retrospective comparative studyn = 41 children, n = 19 HG12 yrs (8-14) HG- 13F 6MIsthmic spondylolisthesis, low back pain in most or risk of progression
    HG 15 yrs (11-26)n = 41 adolescent matched controls (matched for treatment, gender, and slip severity), n = 19 HG16 yrs (13-19) HG- 13F 6M
    2012_KasliwalLevel II - prognostic, retrospective studyn/a, short-termRetrospective study of databaseN = 165; n = 88 pediatric: n = 40 G3, n = 34 G4, n = 14 G523% revisions (overall). 13.9 yrs (7-18); 61F 27MIsthmic in n = 56
    n = 77 adult: n = 53 G3, n = 17 G4, n = 7 G5. Isthmic n = 4723% revisions (overall). 44.4 yrs (19-84); 44F 33MIsthmic in n = 47
    2014_WangLevel II - prognostic, prospective cohortN/AProspective clinical, two study armsIsthmic n = 6444.5 yrs (13-65); 30F 34MIsthmic spondylolisthesis on L5
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    Table 4

    Summary of radiographic studies.

    AUTHORPelvic Incidence (°)Sacral Slope (SS)/ Inclination (SI) (°)Slip Angle (°)Additional radiography (findings for radiographic studies)Conclusion
    2002_CuryloControl: 48.2-53.2 Patient: 76 ± 10NANASacral Kyphosis (°): 56 ± 15 62% of patients had posterior element dysplasiaProgression is linked to shear stress-related to increased verticality of lumbosacral joint, predetermined by PI and sacral anatomy
    2002_ HansonPed Control/Adult Control/LG/HG: 47.4/57/68.5/79SI Ped Control/Adult Control/LG/ HG: 52/50/48/42Ped Control/ Adult Control/ LG/HG: -12/-15/ 9/26Lumbar Lordosis (LL) (°) Ped Control/Adult Control/LG/HG: 58/58/61/58Significant correlation between PI and Meyerding-Newman scores (p = 0.03); PI may be a good predictor of progression
    2003_HuangHG: 79.6 ± 1.9SI HG: 34.2 ± 5.1HG: 20.3 ± 2.8 (p < 0.001)Slip%: 79.9 ± 4.2% (p < 0.001)No difference in PI or sacral inclination between HG and LG (p = 0.66, 0.33, respectively). Slip percentage and slip angle are predictive of progression.
    LG: 72.9 ± 3.7SI LG: 46.5 ± 3.8LG: -8.5 ± 5.4 (p < 0.001)Slip%: 29.5 ± 3.9% (p < 0.001)
    2005_VialleAnalyzed S1 plate for bony hook/outgrowth, condensed and necrotic anterior edge, round convexity median section. Sagittal inclination, sacral angle, S1 hypoplasia,S1 bony hook negatively correlates with lumbosacral kyphosis severity; Reducibility is better without hook/L5 bony outgrowth.S1 index (cranial plate/caudal plate length) correlated with grade slip, lumbosacral kyphosis, and reducibility of kyphosis
    2007_HreskoAsymptomatic: 50 ± 10.7SS Asymptomatic: 40 ± 8NAAsymptomatic: Pelvic tilt (PT) 10 ± 7.6HG patients have higher PT, SS and PI, but higher PI controls also have high PT and SS. HG divided into the “unbalanced” high PT/low SS and the “balanced” low PT/high SS. Balanced is more similar to asymptomatic controls
    78.9 ± 12.1SS Balanced: 59.9 ± 11.2NABalanced: Pelvic tilt (PT) 21.3 ± 8.2 Slip%: 68 ± 46.9% (p = 0.13)
    SS Unbalanced: 40.3 ± 9.0NAUnbalanced: PT 36.5 ± 8.0 Slip%: 78 ± 23.7% (p = 0.13)
    2007_VialleControl: 54.7 ± 10.7*SS Control: 41.9 ± 8.4*NALL (°): -43.13 ± 11.2*
    PT (°): 13.2 ± 6.1*
    Lumbosacral angle (LSA) (°): 109.94 ± 7.2*
    PI is significantly higher in spondylolisthesis, but not clearly correlated with the grade of slipping; lumbosacral kyphosis evaluated by LSA possibly the most important factor.
    Patient: 73.1 ± 11.3*SS Patient: 46.6 ± 12.6*NALL (°): -70.22 ± 17.3*
    PT (°): 26.5 ± 10.9*
    LSA (°): 82.3 ± 21.2*
    2014_WangODI 0-22: 74.6 ± 11.6ODI 0-22: 52.3 ± 9.4*NAODI 0-22:
    Spondylolisthesis grade: 62.8 ± 10.4*
    LL (°): 56.5 ± 9.4*
    PT (°): 22.3 ± 6.3*
    TK (°): 41.2 ± 8.8
    SFHD (°): 44.9 ± 10.3*
    SFVD (°): 109.5 ± 15.6*
    SC7D (°):23.2 ± 34.3*
    Spondylolisthesis grade, SS, PT, SC7D, LL, SFVD, SFHD, PT/SS, SFHD/SFVD, LL/TK are significantly associated with clinical symptoms of severe isthmic spondylolisthesis; SS (-0.981, strong) and SFVD (-0.802, strong) are most significant correlations with low back pain
    ODI 23-45: 77.9 ± 12.7ODI 23-45: 44.5 ± 9.0*
    *p < 0.0001
    ODI 23-45:
    Spondylolisthesis grade: 74.5 ± 11.5*
    LL (°): 56.5 ± 9.4*
    PT (°): 33.4 ± 8.1*
    TK (°): 37.6 ± 7.4
    SFHD (°):53.5 ± 10.8*
    SFVD (°): 81.1 ± 11.7*
    SC7D (°): 41.1 ± 37.4*
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    Table 5

    Summary of Surgical Strategy

    AUTHORApproachFusion levels/ InstrumentationGraftDecompressionReduction
    2002_HansonPosterior: n = 2 Ant/Post: n = 15 (performed in two separate stages, usu. 5 days later)n = 2 none, n = 11 L4-S1, n = 1 L3-S1 + ilium, n = 1 L4-S1 + ilium, n = 1 L5-S1 + ilium, n = 1 T5-sacrum + ilium; Pedicle screws.Fibular dowel graft (allograft n = 11, autograft n = 6)Wide decompression of the L5-S1 rootn = 15: Grade 4/3 Pre-Op to Grade 1/3 Post-Op n = 2: no change
    2002_Molinarin = 18 Posterior; n = 11 Group 1AGroup 1A = L4-sacrum No instrumentationNAGroup 1A = No decompressionGroup 1A = in situ
    n = 7 Group 1BGroup 1B = L4-sacrum Posterior instrumentationNAGroup 1B = Posterior decompressionGroup 1B = 6/7 patients
    n = 19 Circumferential with anterior support (Group 2) n = 16 separate anterior approach, n = 3 PLIF in lieu of anterior approachCircumferential with anterior structural support; n = 3 Structural graft and posterior fixationAnterior structural graftGroup 2 = Posterior decompressionGroup 2 = 19/19 patients
    2005_DeWaldn = 10, Ant. interbody cage/ graft n = 9, Post. interbody cage/graft n = 2, Ant. Pedicle screws/graftn = 1 NA, n = 11 L4-S1, n = 5 L5-S1, n = 3 L3-S1, n = 1 L4-L6 Interbody cages/strut graft; Pedicle screwsBone on bone, fibermetal trans-sacral strut, fibular allo-graft trans-sacral strut, autograph cortical iliac trans-sacral strutNAn = 16/21 (14 partial reduction)
    2005_ShufflebargerPosterior lumbar interbody fusionn = 18 L5-S1; Harm's cage, posterior monosegmental compression instrumentation with pedicular fixationAutogenous iliac crest graftGill decompressionn = 18 (% slip avg pre-op 77%- > post-op 13%)
    2006_PoussaAnterior/ PosterolateralL4-S1 n = 9, L5-S1 n = 2, transpedicular magerl/dick, anterior L5-S1NALaminectomy n = 11 (all)Yes
    Anterior/ Posterolateral without instrumentationL4-S1 n = 7, L5-S1 n = 4, no instrumentation, anterior L5-S1NALaminectomy n = 7NO (some due to interbody grafts)
    2006_HeleniusGroup 1A: Posterolateral in situn = 4 L5-sacrum, n = 16 L4-sacrum, n = 1 L3-sacrum; No instrumentationAutologous iliac crest bone graftNot performedNone
    Group 1B: Ant intercorporeal fusion, transperitoneal, resected ant/inf edge L5 for access if necessaryn = 23 L5-S1 No instrumentationAutologous iliac crest bone graft; wedge interbody graftsFrom patient's positioning on operating table and wedge-shaped grafts
    Group 2: Circumferential: anterior/posterolateral, n = 17 one operation, n = 9 stagedn = 14 L4-S1, n = 12 L5-S1 No instrumentationAutogenous bone graftNone
    2006_VialleSame-day, staged posterior-anterior approachAnterior plate to S1, plates through S1 to iliac wings n = 40 Instrumentation in all patientsPosterior: No grafting Anterior: ICBG through anterior platePosterior decompression and removal of posterior arch of L5Complete reduction in all patients
    2008_Rodriguez-OlaverriGroup A: Unilateral TLIF Posterior with transforaminal lumbar interbody implantsL4, L5, S1, ilium Rods, screws and two titanium mesh cagesPosterolateral: autogenous local graft + allograftL5 nerve root, L5 arch and pars interarticularis decompresPartial reduction via interbody packed titanium cage and hip extension positioning
    Group B: Transsacral Posterior onlyTranssacral screws thru L5-S1, pedicle screws L4Posterolateral: autogenous local graft + allograftL5 nerve root, L5 arch and pars interarticularis decompressionPartial reduction via hip extension positioning
    2008_Sasson = 8 Posterior-only, n = 17 Anterior-posterior (paramedian rectus-sparing mini-open retroperitoneal) same-day surgeryL4-S1 Pedicle screwsPosterior: Fibular allograft Anterior: Fibular strut graft plus femoral ring allograftS1 Gill laminectomyReduced with patient positioning, no additional attempts at reduction
    2009_Hreskon = 21 Posterolateral, n = 5 Posterolateral + anterior discectomy/interbody fusionL4-sacrum n = 13 Jackson intrasacral rods, n = 13 Luque box instrumentationNALaminectomy and nerve root decompression on case-by-case basisPartial reduction achieved by prone positioning and lumbar lordosis. Achieved 10° reduction in 10% of all patients
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    Table 6

    Surgical Outcome, Complications and Clinical Recommendations Per Author.

    AUTHORApproach/Study GroupsRadiography, fusion status postopNeuro/clinical deficitChange in clinical evaluation (e.g. ODI, SF-12, others)ComplicationsClinical Recommendations
    2002_HansonPosterior: n = 2 Ant/Post: n = 15Posterior: Grade 1 (n = 15), grade 2 (n = 1), no fusion (n = 1) Anterior: Grade 1 (n = 16), broken strut (n = 1).NAPost-op ODI= 11.4, SRS= 37.3, SRS satisfaction= 14.11 broken strut graft (in situ anterior only), no neurological deficits, no infectionPartial reduction of high-grade isthmic spondylolisthesis with fibular strut grafting is a safe, effective procedure. No difference between allograft and autograft
    2002_MolinariGroup 1A (n = 11)Group 1A = 45% pseudarthrosisNo neurologic deficit in patients treated with in situ; Transient neurologic deficits (n = 4/26); Failed intra-op wake-up test (n = 1) that resolved immediately after releasing the reduction, foot drops (n = 2) and bilateral extensor hallucis longus weakness (n = 1)Pain score: 3/10 Function score: NA Satisfaction score: 8.4/1136% had progressionAnterior structural grafting combined with posterior instrumentation and fusion is effective in achieving fusion in HGS patients. Outcomes for function, pain, and satisfaction are excellent in those patients who obtain solid fusion regardless of the surgical procedure
    Group 1B (n = 7)Group 1B = 29% pseudarthrosisPain score: 3.6/10 Function score: 12.6/15 Satisfaction score: 9.4/1129% instrumentation failure and partial loss of reduction
    Group 2: Circumferential (n = 19)Group 2 = 0% pseudarthrosisPain score: 2.5/10 Function score: 13.7/15 Satisfaction score: 9.7/1111% implant complications and partial loss of reduction
    2005_DeWaldAnt. interbody cage/graft (n = 10), post. interbody cage/graft (n = 9), anterior pedicle screws/graft (n = 2)0% pseudarthrosisHypesthesias or dysesthesias on the dorsum of one or both feet (n = 8); extensor hallus longus weakness (n = 2); cauda equina syndrome (n = 1)Used an unofficial clinical evaluation format: 12 excellent, 7 good, 1 fair, and 1 poor clinical outcomeInstrumentation failure (n = 1), Iliac vein thrombosis, pulmonary embolus, pancreatitis, and temporary retrograde ejaculation (n = 1 each)Pediatric patients can be treated successfully by non-instrumented posterior in situ fusion, but instrumentation should be used in adults. Recommends use of adjunctive fixation for adults.
    2005_ShufflebargerPosterior lumbar interbody fusionAll patients achieved arthrodesisNo neurologic complicationsNAUrinary tract infections (n = 3), ileus (n = 2), cholelithiasis (n = 1), no infectious or instrumentation complicationsReducing slip and lumbosacral kyphosis will provide ideal biomechanical environment. Structural anterior column support and posterior transpedicular instrumentation provide more resistance to shear forces than posterior instrumentation alone.
    2006_HeleniusPosterolateral in situNonunion (n = 3)Progression (n = 4)General back pain (BP) (n = 9)BP radiating down leg (n = 5)Neuro deficiencies/ hamstring tightness (n = 14)SRS = 89.7. ODI = 9.7: severely disabled (n = 1), moderately disabled (n = 2)VAS = 22.6Nonunion (n = 3)Re-operation (n = 1)Circumferential fusion provided significantly better long-term clinical, radiographic, and SRS total score than posterolateral or anterior fusion for HGIS
    Anterior intercorporeal fusion, trans-peritonealProgression (n = 1)SRS = 93.2, ODI = 8.9: moderately disabled (n = 4), VAS = 24.1; scored best on SRS self-imagePost-op peroneal palsy (n = 1), L5 /S1 radicular pain (n = 3), spondyloptosis (n = 1)
    CircumferentialNonunion (n = 1) Progression (n = 3) Least lumbosacral kyphosis progressionSRS = 100, ODI = 3.0, VAS = 5.5. Scored best on SRS pain and functionNonunion (n = 1), wound infection (n = 1), scoliosis and gait difficulties (n = 1)
    2006_PoussaReduction (n = 11)18% pseudarthrosis (n = 2)L5 nerve root injury during decompression (n = 1)ODI = 7.2, SRS = 90Mild muscle atrophy: iliopsoas (n = 7), back L3 (n = 4)/L5 (n = 6); Severe atrophy: back L5 (n = 3)Fusion in situ should be considered as a method of choice in severe L5 isthmic spondylolisthesis
    In situ (n = 11)All fusions healed appropriatelyImmediate post-op peroneal palsy 18% (n = 2)ODI = 1.6, SRS = 103.9, better SRS pain and post-op functionMild muscle atrophy: iliopsoas (n = 2), back L3 (n = 2)/L5 (n = 4) Severe atrophy: iliopsoas (n = 1)
    2006_VialleSame-day, staged posterior-anterior approachFusion achieved in all patientsBP (n = 12), BP/bilateral leg pain (n = 11), BP/unilateral leg pain (n = 9), radicular (n = 6), neuro complications (n = 12): L5 incomplete deficit (n = 5), unilateral L incomplete deficit (n = 6), unilateral L5 hypoesthesia (n = 1); 10/12 recovered neurologically within 18months.Beaujon functional score: Pre-op mean 14.2 (5-20); Post-op 20+ in n = 35; 15-19 in n = 5 from BP/leg pain. JOA Pre-op mean 10 (2-15); Post-op 15 in n = 35; 12-14 for n = 5.Intra-op complications: iliac vein lesion and technical difficulty with plate (n = 2). Implant complications: Kyphosis due to plate hitting L4-5 (n = 2), broken screws (n = 2), late infections (n = 5)This technique proved to provide an excellent fusion rate and satisfactory final functional outcomes, but due to the unusually high rate of late infections that may be related to the surgical approach, we do not recommend this technique for HGIS treatment.
    2008_Rodriguez-OlaverriGroup A: Unilateral TLIF Posterior with transforaminal lumbar interbody implants100% fusionBack/leg pain resolved in 90%, no neurologic deficitsSRS pre-op: pain 4.8, self-image 3.8, fxn 4.8; SRS pos-opt: pain 4.6, self-image 3.6, fxn 4.5Durotomy (n = 7), infections (n = 3)Both procedure A and B appear to be safe and effective surgically and radiographically, but we must note that the average operation time was longer in procedure A (4.45 hrs) than in procedure B (3.25 hrs)
    Group B: Transsacral Posterior onlySolid fusion in 19/ 20 subjectsBack/leg pain resolved in 80%, no neurologic deficitsSRS pre-op: pain 4.7, self-image 4.1, fxn 4.7; SRS post-op: pain 4.3, self-image 4.4, fxn 4.3Durotomy (n = 1), pseudarthrosis (n = 1), implant failure (n = 1)
    2008_SassoPosterior-only (n = 8), Anterior-posterior same-day surgery (n = 17)100% fusion, no increase in slip grade or angle.No permanent neurologic deficits or deterioration; transient radiculitis 1-month post-op (n = 1)SRS: Extremely or somewhat satisfied (n = 24). Pain: 8.2 pre-op, 3.4 post-opHardware removal due to prominence after fusion achieved (n = 1); equivalent EBLThis technique offers excellent fusion results, good clinical outcomes, and prevents further sagittal translation and lumbosacral kyphosis progression.
    2009_HreskoPosterolateral (n = 21), Posterolateral + anterior discectomy/interbody fusion (n = 5)Grade A (definite solid fusion) (n = 22); Grade B (probable solid fusion) (n = 4)NANARe-operation (n = 5), loss of L4-L5 motor strength (n = 1), removal prominence (n = 1), revision due to instrument failure (n = 3), transient neurapraxia (n = 6), permanent unilateral L5 weakness (n = 1)No correlation between improvement in pelvic version and amount of reduction. Other factors, such as achievement of solid arthrodesis, may be more important than reduction of spondylolisthesis in determining spinopelvic sagittal balance.
    2010_SansurN = 10,242; No fusion/ decompression (n = 532), combined ant/post (n = 893), ant only (n = 286), post fusion w/o instrument (n = 491), post fusion w/ instrument (n = 4117), TLIF/PLIF (n = 3860)NAThe rate of neurological complications was highest in the decompression/no fusion group, but it was not significantly different from other groups (p = 0.10)NA9.2% complications rate Most common complications = dural tear (2%), infection (2%), neurologic (1.2%), implantrelated (0.7%)Grade level and age but not surgical approach and history of previous surgery significantly correlated with increased complication rates.
    2011_JalankoHGS in children (<12.5 years old for females; <14.5 years old for males)Non-unions but no effect on long-term outcome (n = 5)Posture/gait abnormality (n = 10), SRA positive (n = 14), scoliosis (n = 8)At final follow-up: SRS-24 = 92, ODI = 4.5%, VAS = 9mmRevision due to nonunion (n = 3), Transient L5 paresis (n = 1)Recommend circumferential in situ fusion for high-grade slips; spinal fusion can be carried out at an early age for HGS with good long-term clinical, functional, radiographic and health-related quality-of-life outcomes.
    HGS in adolescentsNon-unions but no effect on long-term outcome (n = 3)Posture/gait abnormality (n = 1), SRA positive (n = 5), scoliosis (n = 4)At final follow-up: SRS-24 = 94, ODI = 8.7%, VAS = 25.1mmRevision due to nonunion (n = 1), S1 root decompression (n = 2), wound infection (n-1)
    2012_KasliwalPediatric (≤18 years old)NANerve root (n = 9), cauda equina (n = 2), lumbar nerve palsy (n = 2), peroneal n. palsy (n = 2)NA24% of total patients had a complicationOsteotomy was the only surgical predictor of neurologic deficit; new neurologic deficit post-op did not correlate to decompression, reduction or revision surgery
    Adults (>18 years old)NANerve root (n = 8), cauda equina (n = 0), lumbar nerve. palsy (n = 1), peroneal nerve. palsy (n = 0)NA26% of total patients had a complication
    • View popup
    Table 7

    Strength of Evidence.

    Baseline strength: HIGH = majority of articles Level I/II LOW = majority of articles Level III/IV
    Upgrade: Large magnitude of effect and/or dose response gradient
    Downgrade: Inconsistency of results, indirectness of evidence, imprecision of effect estimates
    Strength of evidenceConclusion/CommentsBaselineUpgradeDowngrade
    Question 1: What is the effectiveness of the various surgical approaches for HGS?
    Clinical outcome (Pain, function, etc.)LowThree LOE III and one LOE IV retrospective cohort studies reported good outcomes for function, pain, and satisfaction in patients with solid fusion regardless of the surgical procedure, but circumferential fusion provided the best clinical outcome results.LOWNONO
    Radiographic outcomeLowOne LOE III and two LOE IV retrospective cohort studies reported no difference in fusion rate, but two Level III Evidence and one Level IV Evidence studies reported significantly higher pseudarthrosis rate in posterior-only procedures.LOWNONO
    Question 2: What is the effectiveness of additional surgical maneuvers for HGS?
    ReductionLowOverall, the evidence on the incorporation of reduction is inconsistent. Three LOE III and two LOE IV clinical studies reported negative clinical outcome in partial reduction group with worse ODI and SRS scores but positive radiographic outcome with less pseudarthrosis and deformity progression on reduction of slip angle and slip grade. One LOE IV study reported full reduction in 95% of patients undergoing complete reduction but had high complication rate. For children and adolescents, in situ fusion with long-term follow-up is recommended.LOWNONO
    InstrumentationLowNo studies used instrumentation as the sole primary variable. Most studies included instrumentation with varying surgical approaches or other additional surgical maneuvers such as reduction. Use of instrumentation is dependent on surgical approach and surgeon preference. Luque box, Jackson intrasacral rod and double-plate technique are not recommended.LOWNONO
    DecompressionInsufficientThere is no study directly examining decompression as an independent variable. Three Level III Evidence studies performing in situ fusion without decompression reported good clinical and radiographic outcome. Higher-level studies reporting on decompression are necessary for a definitive conclusion.LOWNONO
    Question 3: What is the comparative safety of the various surgical approaches for HGS?
    Circumferential vs. Posterior-only vs. Anterior-onlyLowThree Level III Evidence and one Level IV Evidence retrospective cohort studies report no long-term difference in complications. Operation time and hospital stay was slightly higher in circumferential procedures. One Level IV Evidence retrospective study reported higher operative blood loss in PLIF compared to ALIF, but outcomes were similar.LOWNONO
    Question 4: Who is at risk for progression to higher grade spondylolisthesis?
    Pelvic IncidenceHIGHTwo Level II Evidence studies indicated no correlation between higher PI and progression.HIGHNONO
    Sacral slopeHIGHTwo Level II Evidence studies indicated no correlation between higher SS and progression. They reported that higher PI controls have high PT and SS and that SS may be predictive of reducibility.HIGHNONO
    Age and grade of spondylolisthesisHIGHOne Level II Evidence study indicated positive correlation between higher PI, age and grade of spondylolisthesis but not of progression.HIGHNONO
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International Journal of Spine Surgery
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1 Jan 2015
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Surgical Treatment Strategies for High-Grade Spondylolisthesis: A Systematic Review
Peter G. Passias, Caroline E. Poorman, Sun Yang, Anthony J. Boniello, Cyrus M. Jalai, Nancy Worley, Virginie Lafage
International Journal of Spine Surgery Jan 2015, 9 50; DOI: 10.14444/2050

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Surgical Treatment Strategies for High-Grade Spondylolisthesis: A Systematic Review
Peter G. Passias, Caroline E. Poorman, Sun Yang, Anthony J. Boniello, Cyrus M. Jalai, Nancy Worley, Virginie Lafage
International Journal of Spine Surgery Jan 2015, 9 50; DOI: 10.14444/2050
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