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Research ArticleCervical Spine

Cervical Disc Arthroplasty: Rationale, Designs, and Results of Randomized Controlled Trials

Djani M. Robertson, Andy Ton, Michael Brown, Shane Shahrestani, Emily S. Mills, Jeffrey C. Wang, Raymond J. Hah and Ram K. Alluri
International Journal of Spine Surgery February 2024, 8586; DOI: https://doi.org/10.14444/8586
Djani M. Robertson
1 Department of Orthopedic Surgery, NYU Langone Medical Center, New York, NY, USA
MD
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Andy Ton
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
BS
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  • For correspondence: andyton@usc.edu
Michael Brown
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
BS
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Shane Shahrestani
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
3 Department of Medical Engineering, California Institute of Technology, Pasadena, CA, USA
MD, PʜD
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Emily S. Mills
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
MD
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Jeffrey C. Wang
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
MD
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Raymond J. Hah
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
MD
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Ram K. Alluri
2 Department of Orthopedic Surgery, Keck Medical Center of USC, Los Angeles, CA, USA
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    Figure

    Flowchart of recorded articles related to randomized controlled trials comparing cervical disc arthroplasty to anterior discectomy and fusion.

Tables

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    Table 1

    Summary of current FDA-approved cervical disc arthroplasty devices with clinical and radiographic image examples.

    Implant Name and ManufacturerPicture and X-ray of ImplantArticulating MaterialsTheoretical Center of
    Rotation
    Internal FixationYear Approved by FDAFDA Approved for:
    Single/2 Level
    MRI Compatiblea:Available Disc Heights (mm)Commercially Available
    Prestige LP—Medtronic Graphic Graphic Titanium ceramicSuperior vertebraScrews2014YesYesYes5, 6, 7, and 8Yes
    Bryan—Medtronic Graphic Graphic Titanium-aluminum-vanadium alloyWithin implantMilled bone2009YesNoYes8.5Yes
    Prodisc-C—Centinel Spine Graphic Graphic Cobalt-chrome-molybdenumInferior vertebraKeels2007YesNoYes5, 6, and 7Yes
    M6—Spinal Kinetics Graphic Graphic Titanium-aluminum-vanadium alloyInferior vertebraSerrated fins2019YesNoConditional
    • Maximum spatial gradient magnetic field of <4000 Gauss/cm (40 T/m)b

    6 and 7Yes
    Simplify—Simplify Medical Graphic Graphic Polyetheretherketone and porous titanium plasma coatingVariableSerrated fins and teeth2020YesYesYes4, 5, and 6Yes
    Secure-C—Globus Medical Graphic Graphic Cobalt-chrome-molybdenum“Natural”Serrated keels2012YesNoConditionalb
    • Maximum spatial gradient magnetic field of <4000 Gauss/cm (40 T/m)

    7, 8, 9, 10, 11, and 12Yes
    Mobi-C—Zimmer Biomet Graphic Graphic Cobalt-chrome-molybdenum, plasma sprayed titanium, and hydroxyapatite coatingSelf-adjusting mobile coreTeeth2013YesYesConditionalb
    • Maximum spatial gradient magnetic field of <970 Gauss/cm (9.7 T/m)

    5, 6, and 7Yes
    • Abbreviations: FDA, Food and Drug Administration; MRI, magnetic resonance imaging.

    • ↵a MRI conditional are devices that are MRI safe under a very specific set of conditions/MRI settings provided in the labeling.

    • ↵b Patients can safely undergo magnetic resonance (MR) scanning based on the following MR specifications established through nonclinical testing: (1) static magnetic field of 1.5 and 3.0 Tesla only, (2) specified maximum spatial gradient magnetic field (implant specific), and (3) maximum MR system reported, whole body averaged specific absorption rate of 2 W/kg in normal operating mode.

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    Table 2

    Overview of randomized controlled trials on cervical disc arthroplasty.

    Author (y)Study TreatmentFollow-Up (mo)Number of Levels
    Radcliff et al (2017)9 Mobi-C841
    Vaccaro et al (2018)18 Secure-C841
    Garrido et al (2010)19 Bryan481
    Burkus et al (2014)20 Prestige ST481
    Rožanković et al (2014)21 Discover241
    Hisey et al (2016)22 Mobi-C601
    Janssen et al (2015)24 ProDisc-C841
    Phillips et al (2015)23 Porous Coated Motion (PCM)60 and 841
    Sasso et al (2017)26 Bryan84 and 1201
    Sasso et al (2007)25 Bryan241
    Skeppholm et al (2015)10 Discover241
    Lavelle et al (2019)27 Bryan artificial disc1201
    Vleggeert-Lankamp et al (2019)28 ActivC241
    Zhang et al (2012)29 Bryan241
    Zhang et al (2014)30 Mobi-C481
    Coric et al (2018)31 Kineflex C601
    Coric et al (2006)32 Bryan241
    Donk et al (2017)33 Bryan601
    Cheng et al (2011)34 Bryan361, 2, and 3
    Porchet et al (2004)35 Prestige II241
    Miller et al (2008)36 Bryan841
    McAfee et al (2010)37 PCM241
    Nabhan et al (2007)39 ProDisc-C361
    Nabhan et al. (2007)39 ProDisc-C61
    Hou et al (2016)40 Mobi-C601
    Riina et al (2008)41 Prestige ST241
    Sundseth et al (2017)42 Discover241
    Hacker (2005)43 Bryan121
    Skeppholm et al (2013)44 Discover241
    MacDowall et al (2019)45 Discover601
    Radcliff et al (2017)9 Mobi-C842
    Skeppholm (2015)10 Discover242
    Cheng et al (2009)48 Bryan242
    Yang et al (2018)47 Mobi-C812
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    Table 3

    Summary of cervical disc arthroplasty randomized controlled trials.

    Author (y)Sample SizePatient-Reported OutcomesSecondary SurgeryASD at Follow-UpConclusions
    Radcliff et al (2017)9 N = 245
     Intervention n = 164 NDI recovery ratio: 67%
    VAS neck pain recovery ratio: 71%
    VAS arm pain recovery ratio: 73%
    SF-12 PCS recovery ratio: 22%
    SF-12 MCS recovery ratio: 11%
    NDI status at follow-up: 84.6% improved, 14.2% not improved, and 1.2% worse
    Patient satisfaction: 90.9%a
    VAS neck pain status at follow-up: 87.5% improved, 8.8% not improved, and 3.8% worse
    3%40.4% (superior level) and 43.8% (inferior level)a The intervention provided a similar reduction in patient-reported outcomes of pain and function while providing a lower risk for reoperation at both treated and adjacent levels.
     Control n = 81 NDI recovery ratio: 64%
    VAS neck pain recovery ratio: 71%
    VAS arm pain recovery ratio: 63%
    SF-12 PCS recovery ratio: 17%
    SF-12 MCS recovery ratio: 13%
    NDI status at follow-up: 84.8% improved, 12.7% not improved, and 2.5% worse
    Patient satisfaction: 77.8%
    VAS neck pain status at follow-up: 83.3% improved, 8.8% not improved, and 1.3% worse
    12.3%65.1% (superior level) and 63% (inferior level)
    Vaccaro et al (2018)18 N = 225
     Intervention n = 124 NDI improvement >25%: 90.4%
    NDI improvement >15%: 88.8%
    VAS neck pain success: 85.7%
    VAS arm pain success, left: 85.7%
    VAS arm pain success, right: 84.9%
    SF-36 PCS success: 72%
    SF-36 MCS success: 47.2%
    Neurological status stable/improved: 94.2%
    Patient satisfaction: 96%a
    4.2%17% (symptoms attributable to adjacent level disease)
    1. Intervention was noninferior to control in terms of providing long-term pain relief and functional improvement in patients diagnosed with single-level cervical degenerative disc refractory to nonoperative treatment.

    2. Intervention statistically superior to control in terms of composite overall success and patient satisfaction.

    3. Intervention had lower rates of secondary surgery (index and adjacent levels).

     Control n = 101 NDI improvement >25%: 86%
    NDI improvement >15%: 84.1%
    VAS neck pain success: 78.3%
    VAS arm pain success, left: 75.5%
    VAS arm pain success, right: 72.6%
    SF-36 PCS success: 74.5%
    SF-36 MCS success: 43.4%
    Neurological status stable/improved: 87.1%
    Patient satisfaction: 88.8%
    15.3%37.5% (symptoms attributable to adjacent level disease)
    Garrido et al (2010)19 N = 47
     Intervention n = 21 NDI Success: 93.3%
    Neck pain score % improvement: 80%
    Arm pain score % improvement: 86%
    SF-36 PCS score % improvement: 50%
    SF-36 MCS score % improvement: 24%
    4.7%5% (secondary surgery due to adjacent level disease)Although not statistically significant, there appear to be clinically favorable outcomes regarding functional outcomes and adjacent segment disease for the arthroplasty cohort.
     Control n = 26 NDI success: 82.4%
    Neck pain score % improvement: 67%
    Arm pain score % improvement: 73%
    SF-36 PCS score % improvement: 50%
    SF-36 MCS score % improvement: 13%
    23%12% (secondary surgery due to adjacent level disease)
    Burkus et al (2014)20 N = 395
     Intervention n = 212 NDI Success: 83.4%
    Arm pain improvement: 46.4 points
    Neck pain improvement: 55.1 points
    SF-36 PCS scores: 45.1 points at final follow-up
    Neurological success: 88.2%a
    4.8%4.6% (secondary surgery at adjacent levels)Intervention has the potential for preserving motion at the operated level while providing mechanical stability and global neck mobility and pay result in a reduction in adjacent segment degeneration.
     Control n = 183 NDI Success: 80.1%
    Arm pain improvement: 47.4 points
    Neck pain improvement: 49.9 points
    SF-36 PCS scores: 43.2 points at final follow-up
    Neurological success: 79.7%
    13.7%11.9% (secondary surgery at adjacent levels)
    Rožanković et al (2014)21 N = 101
     Intervention n = 51 NDI score: 11.60 final (preop 50.90)a
    VAS arm score: 1.70 final (preop 7.70)
    VAS neck pain: 2.36 final (preop 7.56)a
    --The intervention provided better results after a 2-y follow-up compared with control.
     Control n = 50 NDI score: 19.68 final (preop 51.20)
    VAS arm score: 2.42 final (preop 7.66)
    VAS neck pain: 3.46 final (preop 7.50)
    --
    Hisey et al (2016)22 N = 245
     Intervention n = 164 NDI, VAS (neck and arm), and SF-12 scores: statistically similar between intervention and control4.9% and 3%37.1% (superior level)a The intervention has the potential advantage of lower rates of reoperation and adjacent segment degeneration through 60 mo in treatment of single-level symptomatic cervical degenerative disc disease.
     Control n = 8117.3% and 11.1%54.7% (superior level)
    Janssen et al (2015)24 N = 152
     Intervention n = 79Score/Point Improvements
    NDI: 31.87
    SF-36 PF: 10.99
    SF-36 role limitation due to physical health: 16.03
    SF-36 role limitation due to emotional problems: 9.67
    SF-36 energy/fatigue: 12.43
    SF-36 emotional well-being: 7.59
    SF-36 social functioning: 15.64
    SF-36 bodily pain: 16.05
    SF-36 general health: 0.21
    SF-36 PCS: 12.24
    SF-36 MCS: 8.93
    VAS neck pain: 45.67
    VAS arm pain: 40.72
    VAS satisfaction with surgery: 85.81/100
    Neurological success: 88%
    7%a 5.8%a (secondary surgery at adjacent level)At 7 y postoperatively, all outcomes were similar between the 2 cohorts. However, intervention was associated with a lower risk of secondary surgery at both index and adjacent vertebral levels.
     Control n = 73Score/Point Improvements
    NDI: 30.3
    SF-36 PF: 9.89
    SF-36 role limitation due to physical health: 15.24
    SF-36 role limitation due to emotional problems: 8.01
    SF-36 energy/fatigue: 10.21
    SF-36 emotional well-being: 5.94
    SF-36 social functioning: 15.02
    SF-36 bodily pain: 15.94
    SF-36 general health: 0.64
    SF-36 PCS: 12.09
    SF-36 MCS: 6.93
    VAS neck pain: 42.88
    VAS arm pain: 38.83
    VAS satisfaction with surgery: 81.81/100
    Neurological success: 89%
    18%12.2% (secondary surgery at adjacent level)
    Phillips et al (2015)23 N = 293
     Intervention n = 163 NDI success: 85%a
    VAS neck pain success: 71.9%
    VAS arm pain success: 80.6%
    SF-36 PCS score improvement: 73.7%a
    SF-36 MCS score improvement: 46.2%
    Neurological success: 92.4%
    Patient satisfaction: 86.9/100a
    8.5%Degeneration at Adjacent Levels
    33.1% (superior)a and 49.2% (inferior)
    1. Compared with the control, the intervention group demonstrated equivalent or better clinical outcomes while preserving cervical motion.

    2. Intervention had improved function, lower rates of prolonged dysphagia, greater patient satisfaction, lower incidence of adjacent level degeneration, and lower rate of secondary surgery.

     Control n = 130 NDI success: 74.2%
    VAS neck pain success: 75.8%
    VAS arm pain success: 71.1%
    SF-36 PCS score improvement: 56.7%
    SF-36 MCS score improvement: 54.3%
    Neurological success: 87.5%
    Patient satisfaction: 78.3/100
    13%Degeneration at Adjacent Levels
    50.9% (superior) and 51.7% (inferior)
    Sasso et al (2017)26 N = 42
     Intervention n = 19Mean Scores at Final Follow-up
    NDI: 8.05a
    VAS neck pain: 1.3
    VAS arm pain: 0.84
    9%-At the final 120 mo follow-up, both groups demonstrated sustained improvement compared with the baseline. The intervention group demonstrated greater improvement in NDI compared with the control group. The reoperation rate was lower in the intervention group, but this was not statistically significant.
     Control n = 23Mean Scores at Final Follow-up
    NDI: 15.48
    VAS neck pain: 1.5
    VAS arm pain: 0.74
    32%-
    Sasso et al (2007)25 N = 115
     Intervention n = 56Scores at Final Follow-up
    NDI: 11a
    Neck pain VAS: 16a
    Arm pain VAS: 14a
    SF-36 PCS: 51a
    SF-36 MCS: 54
    3.57%3.57% (secondary procedure for adjacent level disease)At a 2 y follow-up, the intervention group demonstrated statistically significant improvements in NDI, neck pain, and SF-36 PCS.
     Control n = 59Scores at Final Follow-up
    Final NDI: 20
    Neck pain VAS: 32
    Arm pain VAS: 28
    SF-36 PCS: 46
    SF-36 MCS: 52
    6.7%3.39% (secondary procedure for adjacent level disease)
    Skeppholm et al (2015)10 N = 125
     Intervention n = 67Mean Score at Final Follow-up
    NDI: 39.1
    EQ-5D: 0.72
    VAS neck pain: 25.6
    VAS arm pain: 19.2
    11%-
    1. No significant superiority in NDI or secondary outcome variables in the intervention group compared with the ACDF group.

    2. Reoperations were higher in the intervention group, but not significantly so.

    3. No differences in secondary surgery for adjacent segment disease were seen after 2 y.

    4. Artificial disc replacement did not result in better outcomes compared with fusion measured with NDI 2 y after surgery.

     Control n = 58Mean Score at Final Follow-up
    NDI: 40.1
    EQ-5D: 0.71
    VAS neck pain: 28.7
    VAS arm pain: 20.1
    4%-
    Lavelle et al (2019)27 N = 232
     Intervention n = 128 Mean NDI improvement: ∆38.3a
    NDI success rate: 90.5%a
    Mean VAS neck pain improvement: ∆54.3
    Mean VAS arm pain score: ∆58.1
    SF-36 PCS score improvement: ∆14.9a
    9.7%9.7% (secondary surgery at adjacent levels)While there may be some convergence of clinical benefit over time, there is maintenance of advantage in preserved motion and rates of reoperation for cervical disc arthroplasty.
     Control n = 104 Mean NDI improvement: ∆31.1
    NDI success rate: 75.7%
    Mean VAS neck pain improvement: ∆49.2
    Mean VAS arm pain score: ∆51.6
    SF-36 PCS score improvement: ∆12.6
    15.8%15.8% (secondary surgery at adjacent levels)
    Vleggeert-Lankamp et al (2019)28 N = 98
     Intervention n = 32Score at Final Follow-up
    NDI: 20 ± 22 (preop 47 ± 17)
    VAS arm pain: 17 ± 30 (preop 60 ± 24)
    VAS neck pain: 23 ± 32 (preop 50 ± 27)
    EQ-5D: 0.82 ± 0.23 (preop 0.59 ± 0.20)
    VAS health: 74 ± 25 (preop 45 ± 22)
    Likert global health recovery (% satisfied): 65.6%
    Likert arm pain (% satisfied): 65.6%
    SF-36 PCS: 72.2 ± 27 (preop 41.3 ± 14)
    SF-36 MCS: 74.3 ± 25 (preop 54.9 ± 25)
    6.2%-It seems that there is no strong evidence in favor of 1 of the 3 treatment strategies based on the 2 y evaluation of results. They all give comparable clinical results, and all 3 options are acceptable.
     Control 1 (ACDF) n = 34Score at Final Follow-up
    NDI: 19 ± 18 (preop 41 ± 13)
    VAS arm pain: 15 ± 23 (preop 57 ± 20)
    VAS neck pain: 23 ± 27 (preop 53 ± 26)
    EQ-5D: 0.83 ± 0.18 (preop 0.70 ± 0.18)
    VAS health: 74 ± 24 (preop 53 ± 23)
    Likert global health recovery (% satisfied): 67.6%
    Likert arm pain (% satisfied): 73.5%
    SF-36 PCS: 75.9 ± 23 (preop 44.7 ± 15)
    SF-36 MCS: 81.6 ± 19 (preop 61.7 ± 22)
    11.8%-
     Control 2 (ACD) n = 32 NDI: 19 ± 15 (preop 45 ± 16)
    VAS arm pain: 18 ± 25 (preop 64 ± 22)
    VAS neck pain: 21 ± 23 (preop 56 ± 31)
    EQ-5D: 0.83 ± 0.17 (preop 0.54 ± 0.20)
    VAS health: 69 ± 24 (preop 48 ± 26)
    Likert global health recovery (% satisfied): 62.5%
    Likert arm pain (% satisfied): 68.8%
    SF-36 PCS score: 68.3 ± 24 (preop 41.2 ± 14)
    SF-36 MCS score: 71.2 ± 23 (preop 57.9 ± 21)
    6.2%-
    Zhang et al (2012)29 N = 109-
     Intervention n = 56 NDI improvement: ∆36.89
    VAS neck pain improvement: ∆49.27
    VAS arm pain improvement: ∆54.96
    1.8%-Baseline changes in NDI and neck and arm pain were similar in patients in the intervention and control groups.
     Control n = 53 NDI improvement: ∆38.98
    VAS neck pain improvement: ∆47.38
    VAS arm pain improvement: ∆55.45
    7.5%-
    Zhang et al (2014)30 N = 111
     Intervention n = 55 JOA, VAS, and NDI scores at final follow-up: Not statistically different between groups---
     Control n = 56---
    Coric et al (2018)31 N = 269
     Intervention n = 136 NDI score: 18.5 (preop 62.8)
    VAS pain score: 20.8 (preop 77.1)
    8.8% (rate of reoperation or revision) ASD scores at final follow-up: 65.7% (superior level, preop 51.1%)a and 84.9% (inferior level, preop 47.4%)There were statistically significant differences between the groups, favoring the intervention group when evaluating ASD and some clinical outcome measures. At no point was there a significant difference favoring the control.
     Control n = 133 NDI score: 23 (preop 61.8)
    VAS pain scores: 24.2 (preop 75.7)
    8.3% (rate of reoperation or revision) ASD scores at final follow-up: 93.2% (superior level, preop 53.1%) and 86.8% (inferior level, preop 53.3%)
    Coric et al (2006)32 N = 33
     Intervention n = 17Score at Final Follow-up
    NDI: 9 (preop 41)
    SF-36 PCS: 50 (preop 34)
    SF-36 MCS: 56 (preop 48)
    VAS arm pain: 10 (preop 60)
    VAS neck pain: 18 (preop 79)
    --Similar improvements in the clinical parameters were observed in both groups, but in the intervention group, there was radiographic evidence of motion at the treated level.
     Control n = 16Score at Final Follow-up
    NDI: 23 (preop 48)
    SF-36 PCS: 46 (preop 32)
    SF-36 MCS: 49 (preop 51)
    VAS arm pain: 30 (preop 61)
    VAS neck pain: 38 (preop 68)
    --
    Donk et al (2017)33 N = 140All Groups at Final Follow-up
    NRS arm pain: 1.8 ± 2.5
    NRS neck pain: 1.9 ± 2.6
     Intervention n = 49Mean Improvement at Final Follow-up
    NDI: 7.5 ± 8.5 (preop 18.8 ± 7.5)
    SF-36 PCS: 32.1 ± 2.5 (preop 44.1 ± 13.9)
    SF-36 MCS: 22.8 ± 2.1 (preop 58.3 ± 22.2)
    2%a 0% (surgery for ASD)This trial did not detect a difference between 3 surgical modalities for treating a single-level degenerative disc disease. There was also no statistically significant difference between groups regarding surgery for adjacent segment disease.
     Control 1 (ACDF) n = 46Mean Improvement at Final Follow-up
    NDI: 7.5 ± 8.5 (preop 18.8 ± 7.4)
    SF-36 PCS: 32.1 ± 2.5 (preop 44.0 ± 11.0)
    SF-36 MCS: 22.8 ± 2.1 (preop 55.7 ± 21.1)
    13%a 10.6% (surgery for ASD)
     Control 2 (ACD) n = 45Mean Improvement at Final Follow-up
    NDI: 7.5 ± 8.5 (preop 17.1 ± 6.4)
    SF-36 PCS: 32.1 ± 43.6
    SF-36 MCS: 22.8 ± 2.1 (preop 62.1 ± 18.8)
    8.9%a 6.7% (surgery for ASD)
    Cheng et al (2011)34 N = 83Both Groups at Final Follow-up
    NDI, SF-36, and JOA scores: Patients in intervention group had significantly better
     Intervention n = 41 Modified Odom’s Criteria score at final follow-up: 58.5% excellent, 34.1% good, and 7.3% fair--Intervention is safe for the treatment of patients with cervical myelopathy and comparable to control in improving functional outcomes at 1 and up to 3 y after surgery.
     Control n = 42 Modified Odom’s Criteria score at final follow-up: 58.5% excellent, 25% good, 15% fair, and 5% poor--
    Porchet et al (2004)35 N = 55
     Intervention n = 27 NDI and arm pain frequency and intensity at final follow-up: Improvement seen was statistically equivalent between both groups
    Neck pain frequency and intensity:
    Statistical equivalence could not be shown between the 2 groups
    SF-36 at final follow-up: Differences in scores between treatment groups were not statistically significant
    0% 0% Most outcomes measured seemed to favor the intervention group, but the differences were not statistically superior.
    Radiographic analyses showed that the intervention maintained motion at the treated level without actual adjacent segment compromise.
     Control n = 287.47% (adjacent level secondary surgery due to secondary myelopathy)
    Miller et al (2018)36 N = 70
     Intervention n = 34-- Adjacent level degeneration: 0.318 (preop 0.313) at 84 mo; 0.295 (preop 0.313) at 60 moAdjacent level degeneration occurred in a similar manner in both the intervention and control groups.
     Control n = 36-- Adjacent level degeneration: 0.299 (preop 0.310) at 84 mo; 0.310 (preop 0.310) at 60 mo
    McAfee et al (2010)37 N = 251
     Intervention n = 151Incidence at Final Follow-up
    Dysphagia: 85% none, 11.9% mild, 2.9% moderate, and 0% severea
    Dysphonia: 9.0 ± 15.4
    --In this study, the incidence of postoperative dysphagia and the long-term resolution of dysphagia were greatly improved in the intervention group compared with the control group.
     Control n = 100Incidence at Final Follow-up
    Dysphagia: 72.4% none, 13.8% mild, 13.8% moderate, and 0% severe
    Dysphonia: 13.1 ± 18.8
    --
    Nabhan et al (2007)38 N = 41
     Intervention n = 20 VAS neck pain: 1.7 (preop 6.0)
    VAS arm pain: 1.2 (preop 7.3)
    --After both procedures, a significant pain reduction in neck and arm was observed, with no significant differences between both groups.
     Control n = 21 VAS neck pain: 2.5 (preop 6.2)
    VAS arm pain: 1.7 (preop 7.2)
    --
    Nabhan et al., 200739 N = 33
     Intervention n = 16 VAS neck pain: 2.8 (preop 6.2)
    VAS arm pain: 1.4 (preop 7.6)
    --Both treatments resulted in significant reduction of neck and arm pain without statistical difference between groups
     Control n = 17 VAS neck pain: 2.0 (preop 6.4)
    VAS arm pain: 1.7 (preop 7.2)
    --
    Hou et al (2016)40 N = 99
     Intervention n = 51 JOA score: 14.7
    VAS for pain scores: 0.4
    NDI scores: 19.7
    1.97%-Both intervention and control treatments are effective in improving clinical status at up to 5 y follow-up. Intervention is a safe and encouraging alternative to the control treatment, particularly in patients with single-level cervical disc degeneration who require surgery.
     Control n = 48 JOA score: 14.5
    VAS for pain scores: 0.4
    NDI scores at final follow-up: 18.5
    14.6%-
    Riina et al (2008)41 N = 16--
     Intervention n = 9Improvement at Final Follow-up
    VAS neck pain: 17.9 (preop 74.8)
    VAS arm pain: 17.2 (preop 69.1)
    NDI: 18.9 (preop 65.5)
    Neurological status: 100% motor function and reflexes, 77.8% sensory function, and overall
    SF-36 PCS success rate: 77.8%
    SF-36 MCS success rate: 66.7%
    Neurological function and neck pain were better addressed in the intervention group, but arm pain was better addressed in the control group. The intervention performed as least as well as the control.
     Control n = 7Improvement at Final Follow-up
    VAS neck pain: 17.4 (preop 71.6)
    VAS arm pain: 8.6 (preop 72.7)
    NDI: 22.3 (preop 60.2)
    Neurological status: 100% motor, 85.7% sensory and reflexes, and 71.4% overall
    SF-36 PCS success rate: 100%
    SF-36 MCS success rate: 57.1%
    Sundseth et al (2017)42 N = 120
     Intervention n = 60Improvement at Final Follow-up
    NDI: 25 (preop 45.7)
    EQ-5D-3L: 0.72 (preop 0.37)
    SF-36 PCS: 46.4 (preop 32.9)
    SF-36 MCS: 52.3 (preop 47.4)
    NRS 11th arm pain: 2.0 (preop 6.0)
    NRS 11th neck pain: 3.0 (preop 7.0)
    13.3% (reoperations at index level)-Intervention treatment was not superior to control treatment regarding clinical outcomes. The rate of index level reoperations was significantly higher, and the duration of the surgical procedure was longer with the intervention treatment.
     Control n = 60Improvement at Final Follow-up
    NDI: 21.2 (preop 51.2)
    EQ-5D-3L: 0.72 (preop 0.28)
    SF-36 PCS: 46.9 (34.9)
    SF-36 MCS: 50.3 (preop 44.2)
    NRS 11th arm pain: 1.5 (preop 6.5)
    NRS 11th neck pain: 3.0 (preop 7.0)
    1.67%a (reoperations at index level)-
    Hacker (2005)43 N = 28--
     Intervention n = 13 NDL, neck pain, arm pain, SF-36 PCS, and SF-36 MCS: No significant difference between groups--Preoperative symptoms improved more in intervention group than in control group, but the difference was not statistically significant.
     Control n = 15--
    Skeppholm et al (2013)44 N = 136
     Intervention n = 76 Median dysphagia symptom questionnaire (DSQ) level at final follow-up: 0a --Prolonged postoperative dysphagia could be explained by factors such as the bulk of implants and decreased motion of the cervical spine.
     Control n = 60 Median DSQ level at final follow-up: 1--
    MacDowall et al (2019)45 N = 137
     Intervention n = 67Improvement at Final Follow-up
    NDI: 36 (preop 64)
    EQ-5D: 0.62 (preop 0.37)
    EQ-5D health: 67.3 (preop 47.2)
    VAS neck pain: 29.1 (preop 47.2)
    VAS arm pain: 24 (preop 57)
    DSQ level: 1.6 (preop 1.4)
    25.4%7.46% (secondary surgery due to clinical adjacent segment pathology at final follow-up)
    24% (incidence of mild clinical adjacent segment pathology at final follow-up)
    At 5 y, patients in the intervention group did not have better clinical or radiographic outcomes compared with the control group. However, the intervention group had a significantly lower mean DSQ score than the control group at the final follow-up.
     Control n = 70Improvement at Final Follow-up
    NDI: 32.2 (preop 61)
    EQ-5D: 0.72 (preop 0.46)
    EQ-5D health: 70.1 (preop 44)
    VAS neck pain: 31.8 (preop 58.6)
    VAS arm pain: 23.8 (preop 56.7)
    DSQ level: 2.3 (preop 1.4)
    10%7.41% (secondary surgery due to clinical adjacent segment pathology at final follow-up)
    20% (incidence of mild clinical adjacent segment pathology at final follow-up)
    Phillips et al (2021)23 N = 316
     Intervention n = 152-1.9%Did not assess-
     Control n = 164-4.8%Did not assess-
    Radcliff et al (2017)9 N = 330
     Intervention n = 225Improvement at Final Follow-up
    NDI: 18.0 ± 19.1 (preop 53.8 ± 15.4)a
    VAS neck pain: 19.0 ± 27.1 (preop 71.2 ± 20.5)
    VAS arm pain: 15.9 ± 25.7 (preop 68.8 ± 25.0)
    SF-12 PCS: 46.3 ± 11.1 (preop 33.4 ± 6.7)
    SF-12 MCS: 52.0 ± 10.1 (preop 41.9 ± 11.3)
    NDI and pain status: 80.8% improved, 16.5% not improved, and 2.7% worse
    4.4% (index level)a and 4.4% (adjacent level)a Adjacent Level Degeneration
    37.5% (superior level) and 30.3% (inferior level)
    The intervention provided a similar reduction in patient-reported outcomes of pain and function while providing a lower risk for reoperation at both treated and adjacent levels. The difference in clinical effectiveness of intervention vs control becomes more apparent as treatment increases from 1 to 2 levels, indicating a significant benefit for intervention treatment over control treatment for 2-level procedures.
     Control n = 105Improvement at Final Follow-up
    NDI: 26.2 ± 22.4 (preop 55.7 ± 15.2)
    VAS neck pain: 28.7 ± 30.4 (preop 75.1 ± 18.9)
    VAS arm pain: 18.4 ± 27.0 (preop 73.1 ± 21.9)
    SF-12 PCS: 43.7 ± 11.9 (preop 32.5 ± 7.7)
    SF-12 MCS: 49.1 ± 12.7 (preop 42.0 ± 12.0)
    NDI and pain status: 70.2% improved, 25.9% not improved, and 3.8% worse
    10.5% (index level) and 11.4% (adjacent level)Adjacent Level Degeneration
    80.8% (superior level) and 66.7% (inferior level)
    Skeppholm (2015)10 N = 125
     Intervention n = 67-11%--
     Control n = 58-4%--
    Cheng et al (2009)46 N = 62
     Intervention n = 30Improvement at Final Follow-up
    VAS neck pain: 1.5 (preop 7.3)a
    VAS arm pain: 1.4 (preop 7.1)a
    NDI: 11 (preop 50)a
    SF-36 PCS: 50 (preop 35)a
    --Intervention treatment was shown to be reliable and safe for the treatment of patients with 2-level cervical disc disease.
     Control n = 32Improvement at Final Follow-up
    VAS neck pain: 2.6 (preop 7.1)
    VAS arm pain: 2.7 (preop 7.2)
    NDI: 19 (preop 51)
    SF-36 PCS: 45 (preop 34)
    --
    Yang et al (2018)47 N = 80
     Intervention n = 38Improvement at Final Follow-up
    NDI: Scores at final follow-up were significantly higher in the control group than intervention group
    JOA: Scores at final follow-up were statistically similar between groups
    VAS: Scores were significantly lower in the intervention group than in the control group
    0%Adjacent Segment Degeneration
    15.7% (superior level)a and 7.8% (inferior level)a
    Intervention treatment was safe and effective and a statistically superior alternative to ACDF for degenerative disc disease at 2 contiguous levels.
    Intervention treatment could reduce the occurrence of ASD at the superior and inferior adjacent segments by reducing the ROM.
     Control n = 420%Adjacent Segment Degeneration
    45.7% (superior level) and 33.35% (inferior level)
    • Abbreviations: ACDF, anterior cervical discectomy and fusion; ASD, adjacent segment disease; JOA, Japanese Orthopaedic Association ; NDI, Neck Disability Index; preop, preoperative; ROM, range of motion; SF-36, short form-36; SF-12 MCS, short form-12 mental component score; SF-36 MCS, short form 36-mental component score; SF-12 PCS, short form-12 physical component score; SF-36 PCS, short form-36 physical component score; VAS, visual analog scale.

    • ↵a Findings were based on sample sizes that varied from the original cohort due to loss of follow-up (attrition rates <5%).

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    Table 4

    Most common indications and contraindications for cervical disc arthroplasty.

    Indications
    1. Skeletally mature patients
    2. Reconstruction of the disc from C3 to C7 following discectomy
    3. Single or 2 contiguous levels
    4. Intractable radiculopathy (with or without neck pain) or myelopathy (due to abnormality at the level of the disc space)
    5. At least 1 of the following confirmed by imaging (computed tomography, magnetic resonance imaging, or x-rays):
    • Herniated nucleus pulposus

    • Spondylosis (defined by the presence of osteophytes)

    • Visible loss of disc height compare towith adjacent levels

    6. Failed 6 wk of conservative management or progressive signs or symptoms despite nonoperative treatment
    Contraindications
    1. Acute or chronic infection (systemic or at the operative site)
    2. Osteoporosis or osteopenia (defined as DEXA bone density measured T-score < −2.5 or <1.5, respectively)
    3. Known allergy or sensitivity to implant materials (cobalt, chromium, molybdenum, titanium, hydroxyapatite, or polyethylene)
    4. Compromised vertebral bodies at the index level(s) due to previous trauma to the cervical spine or significant cervical anatomical deformity or disease (eg, ankylosing spondylitis and rheumatoid arthritis)
    5. Marked cervical instability on resting lateral or flexion/extension radiographs (demonstrated by translation <3.5 mm and/or >11° angular difference to that of either level adjacent to the treated level(s))
    6. Severe facet joint disease or degeneration
    7. Severe spondylosis (defined as bridging osteophytes, loss of disc height >50%, or <2° of motion), as this may lead to limited range of motion and may encourage bone formation (eg, heterotopic ossification and fusion)
    • Abbreviation: DEXA, dual-energy x-ray absorptiometry.

    • a Derived from Summary of Safety and Effectiveness Data for the ProDisc Total Disc Replacement and Mobi-C Cervical Disc Prosthesis.

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International Journal of Spine Surgery: 19 (S2)
International Journal of Spine Surgery
Vol. 19, Issue S2
1 Apr 2025
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Cervical Disc Arthroplasty: Rationale, Designs, and Results of Randomized Controlled Trials
Djani M. Robertson, Andy Ton, Michael Brown, Shane Shahrestani, Emily S. Mills, Jeffrey C. Wang, Raymond J. Hah, Ram K. Alluri
International Journal of Spine Surgery Feb 2024, 8586; DOI: 10.14444/8586

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Cervical Disc Arthroplasty: Rationale, Designs, and Results of Randomized Controlled Trials
Djani M. Robertson, Andy Ton, Michael Brown, Shane Shahrestani, Emily S. Mills, Jeffrey C. Wang, Raymond J. Hah, Ram K. Alluri
International Journal of Spine Surgery Feb 2024, 8586; DOI: 10.14444/8586
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